Thomas J. Breslin

BALBOA WEALTH PARTNERS

NEWPORT BEACH, CA 92660

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CRD#: 3252236

Professional summary

Thomas Joseph Breslin JR., who also goes by Thomas J Breslin, Thomas Joseph Breslin Jr Jr., is a registered financial advisor currently at BALBOA WEALTH PARTNERS, INC. located in Newport Beach, California.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Thomas has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas J Breslin | Thomas Joseph Breslin Jr Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 09/28/2005 - NON-VARIABLE INSURANCE - LIFE, DISABILITY, LONG TERM CARE, HEALTH INSURANCE, AND ANNUITIES. - SOLANA BEACH, CA. 2. 10/21/2005 - DBA ONLY W/ LEGAL ENTITY - SEVEN SUMMITS WEALTH MANAGEMENT - SOLANA BEACH, CA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Breslin JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2016 - Present

BALBOA WEALTH PARTNERS, INC.

Office #1: 1400 Newport Center Drive Suite 290, Newport Beach, CA 92660

RIA

CRD#: 282329

NEWPORT BEACH, CA

Past

September 28, 2005 - April 15, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

September 28, 2005 - April 15, 2016

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

January 2, 2003 - August 29, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SAN DIEGO, CA

Past

May 20, 2002 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 2, 1999 - May 9, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ANCHORAGE, AK

Past

July 16, 1999 - May 9, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALBOA WEALTH PARTNERS, INC.

CRD#: 282329 / SEC#: 801-107029

RIA

Registered Investment Advisory firm - (12/11/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/4/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/15/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/3/2007

General Securities Principal Examination

Current Firm

BALBOA WEALTH PARTNERS, INC.

CRD#: 282329 / SEC#: 801-107029

RIA

Registered Investment Advisory firm - (12/11/2015 Approved)

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Contact information

Main Address

6263 North Scottsdale Road Suite 265, Scottsdale, AZ 85250

Mailing Address

Phone number

(949) 445-1465

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE (7/18/2025)

FORM ADV PART 2A (7/18/2025)

Regulatory assets under management

Total Number of Accounts	2,068
AUM (Assets Under Management)	$ 804,833,455

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas J. Breslin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Breslin JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BALBOA WEALTH PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/1999

SIE

Date: 4/15/2016

Series 31

Date: 12/4/2002

Series 7

Date: 7/15/1999

Series 24

Date: 4/3/2007

Current Firm

BALBOA WEALTH PARTNERS, INC.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BALBOA WEALTH PARTNERS, INC.

TRUST BUT VERIFY

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