David S. Hottmann

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CRD#: 3252035

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Scott Hottmann was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1999. David had worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 19, 2010 - August 31, 2023

MADISON ASSET MANAGEMENT

RIA

CRD#: 130874

MADISON, WI

Past

October 25, 1999 - June 14, 2007

ACS INVESTMENT ADVISORS INC

RIA

CRD#: 106061

MADISON, WI

Past

October 22, 1999 - September 14, 2009

ACS SECURITIES CORP.

CRD#: 16606

MADISON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADISON ASSET MANAGEMENT

MADISON ASSET MANAGEMENT | MADISON ASSET MANAGEMENT, LLC

CRD#: 130874 / SEC#: 801-62992

RIA

Registered Investment Advisory firm - (4/27/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/26/1999

General Securities Representative Examination

Current Firm

MADISON ASSET MANAGEMENT

MADISON ASSET MANAGEMENT | MADISON ASSET MANAGEMENT, LLC

CRD#: 130874 / SEC#: 801-62992

RIA

Registered Investment Advisory firm - (4/27/2004 Approved)

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Contact information

Main Address

550 Science Drive, Madison, WI 53711

Mailing Address

Phone number

(800) 767-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAM DISCLOSURE BROCHURE WITH SMC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 5,176,717,599

Red Flags

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David S. Hottmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MADISON ASSET MANAGEMENT

ACS INVESTMENT ADVISORS INC

ACS SECURITIES CORP.

Primary Firm SEC Registration

MADISON ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/1999

Series 7

Date: 8/26/1999

Current Firm

MADISON ASSET MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADISON ASSET MANAGEMENT

TRUST BUT VERIFY

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