JM
Jason L. Mccaleb
SHARPEPOINT
Pinetop, AZ 85935
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CRD#: 3251665
JM
Professional summary
Jason Lee Mccaleb, CFP®, who also goes by Jason Mccaleb, is a registered financial advisor currently at SHARPEPOINT, LLC located in Pinetop, Arizona.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jason has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Mccaleb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/15/2013 - Jason McCaleb - INV REL - Real Estate Rental - 1% TIME SPENT - Owner 2. 07/18/2013 - McCaleb Wealth Management - - INV REL - AT REPORTED LOCATION - DBA for SharpePoint, LLC; investment related: Yes; 1630 E White Mountian Blvd, Unit D-3, Pinetop, AZ 85935; This is a DBA for any and all financial planning / investment business done through SharpePoint - the RIA.; Financial Advisor; This position entails new business, provides financial planning support to clients, prepares financial plans for clients, client reviews/meetings, managing client investment accounts.; 2018-04-20; Hours devoted to business during trading hours: 160; Hours devoted to business outside trading hours: 25; Percentage of total yearly compensation expected to be derived from the business: 100. 3. 12/29/2014: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - NORTHERN ARIZONA WEALTH MANAGEMENT - STARTED 10/07/2011 - INVESTMENT RELATED - 1 HR/MO NONE DURING SECS TRDG HRS - 1630 E. WHITE MOUNTAIN BLVD. UNIT D3, PINETOP, AZ 85935. 4. Owner; RM Alliance; Investment Related: No; Location: 85935; Description of the business: Consulting; Responsibilities Duties: Provide financial advice consulting to Neal Rantrom CPA; Start date with business: 2021-02-16; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: .5;
CRS (Client Relationship Summary) - RIA
Click below to view Jason Lee Mccaleb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
May 7, 2018 - Present
SHARPEPOINT, LLC
Office #1: 1191 E White Mtn Blvd Bldng A, Pinetop, AZ 85935RIA
CRD#: 290719
Pinetop, AZ
Past
January 7, 2015 - April 11, 2018
GOOD LIFE ADVISORS, LLC
RIA
CRD#: 171898
PINETOP, AZ
Past
August 5, 2013 - December 31, 2014
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
PINETOP, AZ
Past
July 23, 2013 - May 8, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
PINETOP, AZ
Past
January 12, 2012 - July 29, 2013
WADDELL & REED
RIA
CRD#: 866
SCOTTSDALE, AZ
Past
October 7, 2011 - July 29, 2013
WADDELL & REED
BD
CRD#: 866
SCOTTSDALE, AZ
Past
September 9, 2002 - October 10, 2011
EDWARD JONES
BD
CRD#: 250
LAKESIDE, AZ
Past
September 18, 2000 - June 27, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SL
SHARPEPOINT, LLC
MCCALEB WEALTH MANAGEMENT | SHARPEPOINT, LLC
CRD#: 290719 / SEC#: 801-119916
RIA
Registered Investment Advisory firm - (12/3/2020 Approved)Arizona
Registered Investment Advisory firm - (12/9/2020 Terminated)California
Registered Investment Advisory firm - (1/8/2021 Terminated)Texas
Registered Investment Advisory firm - (12/9/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/7/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SL
SHARPEPOINT, LLC
MCCALEB WEALTH MANAGEMENT | SHARPEPOINT, LLC
CRD#: 290719 / SEC#: 801-119916
RIA
Registered Investment Advisory firm - (12/3/2020 Approved)Arizona
Registered Investment Advisory firm - (12/9/2020 Terminated)California
Registered Investment Advisory firm - (1/8/2021 Terminated)Texas
Registered Investment Advisory firm - (12/9/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5090 N. 40th Street Suite 200, Phoenix, AZ 85018
Mailing Address
Phone number
(480) 999-3033
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 422 |
| AUM (Assets Under Management) | $ 150,495,638 |
Red Flags
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Company Information
SHARPEPOINT, LLC
CRD#: 290719Pinetop, AZ 85935TRUST BUT VERIFY
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