David W. Hefty

CX INSTITUTIONAL

Auburn, IN 46706

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CRD#: 3251339

Professional summary

David Wayne Hefty, CFP®, who also goes by David Hefty, is a registered financial advisor currently at CX INSTITUTIONAL, LLC located in Auburn, Indiana.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Hefty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 8/23/2011 - Acacia Ranch, Inc. - Not Investment Related - Family Business - 5% Time Spent - We own a S-corp business that holds title to our animals and also farms our 65 acres. 2. 8/23/2011 - Hefty Farms, LLC - Not Investment Related - Farm - 1% Time Spent - Own 65 acres and put it into an LLC. Farm the ground on a custom basis through Acacia Ranch, Inc which is also owned by me. 3. 8/31/2011 - Hefty Real Estate, LLC - Investment Related - At Reported Business Location - Real Estate Rental - Time Spent 0% - We own the building from which our business operates. One rental unit. Commercial. Rent to ourselves. 4. 12/5/2018 - VestPro - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/01/2018 - 1 Hour Per Month During Securities Trading - VestPro is an owner of CX Institutional, LLC for tax and legal purposes only. 5. 1/29/2020 - 3:16 Real Estate, LLC - Investment Related - 112 East 7th Street, Auburn, IN 46706 - Real Estate Rental - Started 12/23/2019 - 1 Hour Per Month/0 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Hefty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

March 29, 2018 - Present

CX INSTITUTIONAL, LLC

Office #1: 200 East 7th Street, Auburn, IN 46706

RIA

CRD#: 292627

Auburn, IN

Past

August 4, 2014 - September 18, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

AUBURN, IN

Past

July 26, 2010 - August 15, 2018

HEFTY WEALTH PARTNERS

RIA

CRD#: 153880

AUBURN, IN

Past

September 30, 2002 - February 4, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

AUBURN, IN

Past

September 30, 2002 - September 18, 2020

LPL FINANCIAL LLC

CRD#: 6413

AUBURN, IN

Past

January 1, 2001 - October 4, 2002

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

AUBURN, IN

Past

July 17, 2000 - October 3, 2002

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

August 25, 1999 - July 21, 2000

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CX INSTITUTIONAL, LLC

CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/6/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/27/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/24/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/8/2013

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/13/2002

General Securities Principal Examination

Current Firm

CX INSTITUTIONAL, LLC

CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

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Contact information

Main Address

200 East 7th Street, Auburn, IN 46706

Mailing Address

Phone number

(260) 927-1830

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (10/14/2025)

ADV PART 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	14,284
AUM (Assets Under Management)	$ 4,121,239,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David W. Hefty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Hefty's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

HEFTY WEALTH PARTNERS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

EDWARD JONES

Primary Firm SEC Registration

CX INSTITUTIONAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/6/2000

Series 63

Date: 8/27/1999

SIE

Date: 10/1/2018

Series 31

Date: 2/27/2006

Series 7

Date: 8/24/1999

Series 53

Date: 3/8/2013

Series 24

Date: 12/13/2002

Current Firm

CX INSTITUTIONAL, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CX INSTITUTIONAL, LLC

TRUST BUT VERIFY

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