DE
Daniel J. Eichinger
KESTRA ADVISORY SERVICES
Springfield, IL 62704
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CRD#: 3251323
DE
Professional summary
Daniel Jacob Eichinger, who also goes by Dan Eichinger, Daniel Eichinger, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Springfield, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Springfield, Illinois.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Eichinger | Daniel Eichinger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KESTRA ADVISORY SERVICES, LLC Investment Related: Yes Address: 5707 SOUTHWEST PARKWAY, BUILDING 2, SUITE 400 AUSTIN TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: RIA Start Date: 8/24/2017 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: RIA OFFERING ADVICE AND PLANNING FOR A FEEBusiness Name: DAN EICHINGER RENTAL PROPERTY Investment Related: No Address: 4108 CHANDLERWOOD SPRINGFIELD IL 62711 Nature of Business: Real Estate Position, Title or Relationship: OWNER / LANDLORD Start Date: 10/31/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: ACQUIRE PROPERTIES, COMPLETE REPAIRS AND REHABILITATION, THEN LEASE.Business Name: KB Elliott financial advisors Investment Related: Yes Address: 3048 Spring Mill Dr, Suite B Springfield IL 62704 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: FINANCIAL ADVISOR Start Date: 9/10/2010 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: SELL INVESTMENT SECURITIES , AND FIXED & LTC INSURANCE PRODUCTS
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Jacob Eichinger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3048 Spring Mill Dr Suite B, Springfield, IL 62704RIA
CRD#: 283330
Springfield, IL
Current
August 23, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3048 Spring Mill Ste. B, Springfield, IL 62704BD
CRD#: 42046
Springfield, IL
Past
September 3, 2010 - August 25, 2017
WFG ADVISORS, LP
RIA
CRD#: 125073
SPRINGFIELD, IL
Past
September 3, 2010 - August 25, 2017
WFG INVESTMENTS, INC.
BD
CRD#: 22704
SPRINGFIELD, IL
Past
January 18, 2007 - September 7, 2010
EDWARD JONES
RIA
CRD#: 250
SPRINGFIELD, IL
Past
August 24, 1999 - September 7, 2010
EDWARD JONES
BD
CRD#: 250
SPRINGFIELD, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/5/2024)
RR
Florida(7/24/2020)
RR
Illinois(8/23/2017)
IAR
Illinois(8/23/2017)
RR
Indiana(1/11/2018)
RR
Michigan(4/11/2025)
RR
Mississippi(9/3/2021)
RR
Missouri(9/14/2020)
RR
New York(8/23/2017)
RR
North Carolina(6/8/2022)
RR
Tennessee(2/17/2022)
RR
Texas(7/10/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Springfield, IL 62704TRUST BUT VERIFY
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