Joseph C. Lobue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Charles Lobue, who also goes by Joseph Lobue, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2000. Joseph had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 11 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2014 - January 20, 2016
AVATAR SECURITIES, LLC
September 13, 2014 - September 30, 2014
QUASAR TRADING, LLC
May 31, 2012 - September 27, 2012
WTS PROPRIETARY TRADING GROUP LLC
February 23, 2010 - July 27, 2010
TAFFERER TRADING, LLC
May 14, 2008 - March 31, 2009
BRIGHT TRADING, LLC
July 12, 2006 - April 30, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
May 1, 2003 - June 9, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
June 5, 2002 - May 6, 2003
WORLDCO, L.L.C.
July 20, 2000 - December 31, 2001
HARRISDIRECT LLC
March 10, 2000 - May 18, 2000
TRADE MANAGE CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/19/2002
Limited Representative-Equity Trader ExamSeries 11
Date: 3/9/2000
Assistant Representative-Order Processing Qualification ExamCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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