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KM

Karla P. Marcello

GUILBAULT CAPITAL
METAIRIE, LA 70002
Some features on this profile are disabled
CRD#: 3251168
KM
Karla Pineda MarcelloGUILBAULT CAPITAL

Professional summary

Karla Pineda Marcello, who also goes by Karla Becky Pineda, is a registered financial advisor currently at GUILBAULT CAPITAL located in Metairie, Louisiana.

Karla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Karla has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.

At a Glance

Always Fiduciary

Aliases

Karla Becky Pineda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

0

CRS (Client Relationship Summary) - RIA

Click below to view Karla Pineda Marcello's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 8, 2024 - Present

GUILBAULT CAPITAL

Office #1: 3850 N Causeway Blvd. Suite 121, Metairie, LA 70002
RIA
CRD#: 331160
METAIRIE, LA
Past

November 22, 2017 - August 6, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
METAIRIE, LA
Past

November 22, 2017 - August 6, 2024

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
METAIRIE, LA
Past

December 17, 2015 - November 13, 2017

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
NEW ORLEANS, LA
Past

July 5, 2012 - November 13, 2017

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW ORLEANS, LA
Past

May 30, 2007 - February 7, 2011

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
WASHINGTON, DC
Past

May 30, 2007 - February 7, 2011

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WASHINGTON, DC
Past

January 8, 2004 - June 4, 2007

FBR INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 108883
ARLINGTON, VA
Past

May 21, 2003 - December 31, 2003

FBR INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 108883
ARLINGTON, VA
Past

January 17, 2003 - April 14, 2003

FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC

RIA
CRD#: 107220
ARLINGTON, VA
Past

August 2, 1999 - April 27, 2007

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
ARLINGTON, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GUILBAULT CAPITAL
GUILBAULT CAPITAL | GUILBAULT CAPITAL LLC

CRD#: 331160 / SEC#: 801-130286

RIA
Registered Investment Advisory firm - (5/17/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(8/8/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/12/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/19/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 11/21/2002
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 7/31/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/9/2017
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/6/2017
General Securities Sales Supervisor - General Module Examination

Current Firm

GC
GUILBAULT CAPITAL
GUILBAULT CAPITAL | GUILBAULT CAPITAL LLC

CRD#: 331160 / SEC#: 801-130286

RIA
Registered Investment Advisory firm - (5/17/2024 Approved)
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Contact information

Main Address
3850 N Causeway Blvd. Suite 121, Metairie, LA 70002
Mailing Address
Phone number
(504) 612-9250
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GUILBAULT CAPITAL APPENDIX 1 TO FORM ADV PART 2A BROCHURE (3/12/2026)
GUILBAULT CAPITAL FORM ADV PART 2A BROCHURE (3/12/2026)

Regulatory assets under management

Total Number of Accounts654
AUM (Assets Under Management)$ 303,755,823

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GUILBAULT CAPITAL

CRD#: 331160Metairie, LA 70002

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