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Tiffany E. Teitel

Some features on this profile are disabled
CRD#: 3251117
TT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tiffany Eden Teitel was a registered financial professional .

Tiffany is a previously registered financial professional and started their career in finance in 2001. Tiffany had worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 62 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 26, 2016 - August 31, 2023

FALLBROOK CAPITAL SECURITIES CORP.

BD
CRD#: 101180
CALABASAS, CA
Past

September 26, 2011 - March 6, 2014

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
NEW YORK, NY
Past

April 29, 2010 - August 12, 2011

CITADEL SECURITIES LLC

BD
CRD#: 116797
NEW YORK, NY
Past

January 25, 2006 - April 27, 2010

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

July 15, 2005 - January 28, 2006

AT INVESTOR SERVICES, INC.

BD
CRD#: 47837
NEW YORK, NY
Past

June 7, 2004 - July 15, 2005

GPC SECURITIES, INC.

BD
CRD#: 14007
ATLANTA, GA
Past

December 13, 2001 - June 27, 2003

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/28/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 4/14/2009
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 3/26/2009
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 12/12/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 7/8/1999
Corporate Securities Limited Representative Examination

Current Firm

FC
FALLBROOK CAPITAL SECURITIES CORP.
CALABASAS CAPITAL | FALLBROOK CAPITAL SECURITIES CORP. | FALLBROOK CAPITAL CORPORATION

CRD#: 101180 / SEC#: , 8-52068

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
26610 Agoura Road Suite 120, Calabasas, CA 91302
Mailing Address
26610 Agoura Road Suite 120, Calabasas, CA 91302
Phone number
(818) 657-6100
Established
Florida since 08/04/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLANKEN, BRANDT ANDREWSHAREHOLDER2245313
ELLEN, WENDY CHERYLCCO AND AMLCO5606560
LEDERER, JOSH KENTPRESIDENT/PRINCIPAL/SHAREHOLDER4898773
SHEFTELL, CRAIG EVANVICE PRESIDENT, SHAREHOLDER1200482
KINZER, CAROL ANNFINOP/CFO4519471

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FALLBROOK CAPITAL SECURITIES CORP.

CRD#: 101180

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