Eduardo Giralt

DIREWOLF WEALTH MANAGEMENT

Huixquilucan,

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CRD#: 3250935

Professional summary

Eduardo Giralt, who also goes by Eduardo Giralt Dominguez, is a registered financial advisor currently at DIREWOLF WEALTH MANAGEMENT, LLC .

Eduardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Eduardo has worked at 10 firms and has passed the Series 65, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eduardo Giralt Dominguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Giralt is affiliated with Grupo Burs�til Mexicano (GBM), a Mexican investment firm, as an Asesor Financiero Afiliado. In this independent capacity, he provides advisory services to clients of GBM located in Mexico. This activity is conducted entirely outside of, and independent from, his role with Governing Dynamics. Mr. Giralt devotes approximately 20 hours per week to this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eduardo Giralt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2015 - Present

DIREWOLF WEALTH MANAGEMENT, LLC

RIA

CRD#: 169000

Huixquilucan,

Past

January 17, 2019 - May 31, 2019

FORTE SECURITIES LLC

CRD#: 38373

NEW YORK, NY

Past

March 8, 2016 - July 23, 2020

NAVALFA ACTIVOS ALTERNATIVOS

RIA

CRD#: 166898

MIAMI, FL

Past

August 24, 2015 - July 14, 2017

GWM GROUP, INC.

CRD#: 42844

GREENWICH, CT

Past

June 19, 2014 - August 17, 2015

TCT SECURITIES & DERIVATIVES, LLC

CRD#: 149679

MIAMI, FL

Past

January 3, 2013 - June 17, 2014

INSIGNEO SECURITIES, LLC

CRD#: 29249

MIAMI, FL

Past

November 2, 2009 - December 18, 2012

TRADEWIRE SECURITIES LLC

CRD#: 142348

CORAL GABLES, FL

Past

June 4, 2009 - September 1, 2009

INSIGHT SECURITIES, INC.

CRD#: 5611

CORAL GABLES, FL

Past

December 5, 2007 - March 20, 2009

ATLAS ONE FINANCIAL GROUP, LLC

CRD#: 124057

MIAMI, FL

Past

March 10, 2000 - December 4, 2002

SCOTIA INTERNATIONAL, INC.

CRD#: 23491

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/31/2012

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/4/2007

General Securities Representative Examination

Current Firm

DIREWOLF WEALTH MANAGEMENT, LLC

DIREWOLF WEALTH MANAGEMENT, LLC | GOVERNING DYNAMICS, LLC

CRD#: 169000 / SEC#:

Florida

Registered Investment Advisory firm - (5/22/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/10/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1095 Evergreen Circle Suite 200, Woodlands, TX 77380

Mailing Address

Phone number

(713) 440-9282

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 7,049,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eduardo Giralt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eduardo Giralt's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTE SECURITIES LLC

NAVALFA ACTIVOS ALTERNATIVOS

GWM GROUP, INC.

TCT SECURITIES & DERIVATIVES, LLC

INSIGNEO SECURITIES, LLC

TRADEWIRE SECURITIES LLC

INSIGHT SECURITIES, INC.

ATLAS ONE FINANCIAL GROUP, LLC

SCOTIA INTERNATIONAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2015

SIE

Date: 7/14/2017

Series 55

Date: 1/31/2012

Series 7

Date: 12/4/2007

Current Firm

DIREWOLF WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DIREWOLF WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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