Andrew L. Dworkin
Professional summary
Andrew Lee Dworkin is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in East Amherst, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Lee Dworkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2021 - Present
FOUR POINTS CAPITAL PARTNERS LLC
July 28, 2015 - December 31, 2019
BOOMERANG CAPITAL LLC
July 8, 2013 - July 31, 2013
WELBORN CAPITAL LLC
April 30, 2008 - July 8, 2011
SGMA CAPITAL MARKETS LIMITED
July 15, 2005 - August 15, 2006
AT INVESTOR SERVICES, INC.
November 13, 2000 - July 15, 2005
GPC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2024)
(1/11/2024)
(1/11/2024)
(11/15/2021)
(2/29/2024)
Exams
FINRA
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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