Brent A. Kopp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Alan Kopp was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1999. Brent had worked at 7 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2016 - December 31, 2016
MATRIX CAPITAL GROUP, INC.
February 11, 2015 - November 2, 2015
CEDAR CAPITAL, LLC
October 27, 2014 - November 3, 2015
FORESIDE FUND SERVICES, LLC
May 5, 2014 - January 2, 2015
GOOD HARBOR FINANCIAL
February 13, 2013 - October 28, 2014
NORTHERN LIGHTS DISTRIBUTORS, LLC
October 1, 1999 - May 23, 2005
IDS LIFE INSURANCE COMPANY
October 1, 1999 - May 23, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MATRIX CAPITAL GROUP, INC.
CRD#: 33364 / SEC#: 801-61224, 8-46398
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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