John Farahi
Professional summary
John Farahi was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, John had worked at 3 firms, which includes NEWPOINT SECURITIES LLC, WESTMOORE SECURITIES INC., HUNTER WORLD MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2000 - March 26, 2010
NEWPOINT SECURITIES, LLC
April 6, 2000 - August 25, 2000
WESTMOORE SECURITIES, INC.
July 19, 1999 - October 19, 1999
HUNTER WORLD MARKETS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NEWPOINT SECURITIES, LLC
CRD#: 101920 / SEC#: , 8-52097
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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