Matthew F. Ringel
Professional summary
Matthew Fredrick Ringel is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Boca Raton, Florida.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Fredrick Ringel's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2020 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 1001 Yamato Road Suite 200, Boca Raton, FL 33431February 5, 2020 - November 11, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 11, 2011 - March 4, 2020
T3 TRADING GROUP, LLC
September 7, 2006 - June 2, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
May 3, 2006 - August 31, 2006
G-2 TRADING,LLC
November 23, 1999 - May 24, 2001
RUMSON CAPITAL, LLC
August 13, 1999 - November 11, 1999
ON-SITE TRADING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2026)
(5/24/2021)
Exams
Series 55
Date: 12/13/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
