Randi P. Lukac
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randi P Lukac, who also goes by Randi P Feldman, Randi Paige Feldman, was a registered financial professional .
Randi is a previously registered financial professional and started their career in finance in 2000. Randi had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2013 - February 6, 2014
ACADEMY SECURITIES, INC.
July 2, 2012 - March 12, 2013
VIRTU AMERICAS LLC
September 2, 2009 - December 31, 2010
KNIGHT CAPITAL MARKETS LLC
October 30, 2007 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
August 10, 2004 - October 17, 2007
STERNE, AGEE & LEACH, INC.
September 22, 2003 - October 6, 2006
INTL CUSTODY & CLEARING SOLUTIONS INC.
March 31, 2003 - June 30, 2003
GMST WORLD MARKETS, INC.
January 3, 2003 - March 21, 2003
KNIGHT CAPITAL AMERICAS, L.P.
May 15, 2000 - January 3, 2003
DEUTSCHE IXE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/18/2000
Limited Representative-Equity Trader ExamCurrent Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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