Angela M. Caballero
PFG ADVISORS
Tucson, AZ
Some features on this profile are disabled
CRD#: 3250287
Professional summary
Angela Marie Caballero, CFP®, who also goes by Angela Marie Caballero, Angela Marie Cordero, is a registered financial advisor currently at PFG ADVISORS located in Tucson, Arizona and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Tucson, Arizona.
Angela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Angela has worked at 16 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
With over 20 years of experience in the financial services industry, Angela is dedicated to delivering professional wealth management advice and knowledge to clients. She received her Bachelor of Science in Finance from the Eller College of Management at the University of Arizona. Angela has continued her education through the College for Financial Planning attaining her CFP® designation as well as her Master of Science in Financial Planning. She is also an Accredited Financial Counselor, aiming to positively impact financial security in her community.
Question & Answer
What are your service offerings?
Tax Planning
Estate Planning
Employee and Employer Plan Ben...
Education Planning
Insurance Planning
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Angela Marie Caballero | Angela Marie Cordero
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public, AZ Secretary of State INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/11/2019 ADDRESS: 400 W Congress St, #139-1, Tucson AZ 85701 DESCRIPTION: AZ Notary Public 2. PACIFIC SOUTHWEST FINANCIAL - CAPITAS FINANCIAL POSITION: Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/13/2014 ADDRESS: 21800 Burbank Blvd Ste 200, Woodland Hills CA 91367 DESCRIPTION: Selling of Life Insurance and Long-term Care products 3. PFG ADVISORS POSITION: Financial Advisor NATURE: Advisory - PFG Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/21/2021 ADDRESS: 16150 N Arrowhead Fountain Center Dr, Ste 289, Peoria AZ 85382 DESCRIPTION: Investment Management 4. RENTAL POSITION: Property owner NATURE: Rental - 350 N Silverbell Rd #43, Tucson, AZ 85745 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2018 ADDRESS: 350 N Silverbell Rd, #43, Tucson AZ 85745 DESCRIPTION: Rental property 5. CABALLERO TRUST POSITION: Grantor NATURE: Angela Marie Caballero Living Trustaka Caballero Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/12/2015 ADDRESS: PO Box 2302, Tucson AZ 85702 DESCRIPTION: My personal trust 6. ASCENSION COLLEGE PLANNING POSITION: Financial Planner NATURE: Ascension College Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2020 ADDRESS: PO Box 2302, Tucson AZ 85702 DESCRIPTION: Financial Planning, tax planning and preparation 7. DBA - Tucson Old Pueblo Wealth Management 8. CHAMPAGNE AT STARR PASS HOA POSITION: Landscape Committee member NATURE: Participation in Homeowner's Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2024 ADDRESS: 5225 W Massingale Rd, Tucson AZ 85743 DESCRIPTION: Review homeowner landscape requests 9. IDAHO CENTRAL CREDIT UNION POSITION: Wealth Advisor NATURE: Employee of Idaho Central Credit Union INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 170 START DATE: 02/01/2025 ADDRESS: 2500 E 22nd St, Tucson AZ 85713, United States DESCRIPTION: I am employed as the Wealth Advisor 10. IDC WEALTH MANAGEMENT POSITION: Wealth Advisor NATURE: Unknown INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/01/2025 ADDRESS: 2500 E 22nd St, Tucson AZ 85713, United States DESCRIPTION: Financial planning, retirement planning, insurance planning 11. TUCSON OLD PUEBLO WEALTH MANAGEMENT POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2025 ADDRESS: PO Box 2302, Tucson AZ 85702, United States DESCRIPTION: Financial planning, retirement planning, insurance planning
CRS (Client Relationship Summary) - RIA
Click below to view Angela Marie Caballero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
June 29, 2021 - Present
PFG ADVISORS
RIA
CRD#: 173344
Tucson, AZ
Current
November 6, 2025 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 3192 W. Champagne Dr., Tucson, AZ 85745Office #2: 2500 E. 22nd St., Tucson, AZ 85713Office #3: 9275 E. Broadway Blvd., Tucson, AZ 85748RIA
BD
CRD#: 20804
TUCSON, AZ
Past
June 14, 2024 - November 7, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
Tucson, AZ
Past
June 18, 2021 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Tucson, AZ
Past
January 23, 2020 - December 31, 2021
ASCENSION COLLEGE PLANNING, LLC
RIA
CRD#: 306436
TUCSON, AZ
Past
February 12, 2019 - January 16, 2020
M. S. HOWELLS & CO.
BD
CRD#: 104100
Tucson, AZ
Past
December 3, 2018 - January 15, 2020
ASHTON THOMAS PRIVATE WEALTH
RIA
CRD#: 153902
Tuscon, AZ
Past
January 17, 2017 - October 19, 2018
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
TUCSON, AZ
Past
January 28, 2015 - August 31, 2018
CWM, LLC
RIA
CRD#: 155344
TUCSON, AZ
Past
April 2, 2009 - January 14, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
TUCSON, AZ
Past
April 1, 2009 - January 19, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
TUCSON, AZ
Past
April 29, 2008 - March 23, 2009
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
TUCSON, AZ
Past
April 14, 2008 - March 23, 2009
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
TUCSON, AZ
Past
July 9, 2007 - March 28, 2008
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
TUCSON, AZ
Past
April 2, 2007 - June 22, 2007
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
TUCSON, AZ
Past
January 24, 2000 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
TUCSON, AZ
Past
September 15, 1999 - November 22, 1999
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 15, 1999 - November 22, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PFG ADVISORS
4 CORNERS (CUE FINANCIAL GROUP) | WEBB FINANCIAL ADVISORS | WEALTH MANAGEMENT GROUP | UNITED PRAIRIE FINANCIAL NETWORK | UFG GROUP | TURNING POINTE WEALTH MANAGEMENT | TUCSON OLD PUEBLO WEALTH MANAGEMENT | TRUWEST WEALTH MANAGEMENT SERVICES | TRUE COMPASS FINANCIAL | TROJAN WEALTH MANAGEMENT | THUNDERBIRD WEALTH MANAGEMENT | STATE ECU WEALTH PLANNING | STARLIFTER WEALTH MANAGEMENT | STANFORD FEDERAL INVESTMENT SERVICES | SOMMER INVESTMENTS | SCOTT HANISH LLC | SATTLER PENSION AND WEALTH MANAGEMENT | RORBACH FINANCIAL SERVICES | ROCHA WEALTH ADVISORS | RETIREADY ADVISORS | REACH INVESTMENT SERVICES | PRIORITY FINANCIAL PARTNERS, LLC | PRIORITY FINANCIAL PARTNERS | PINNACLE SOUTHWEST SECURITIES & INVESTMENTS, CO | PINAL COUNTY FINANCIAL SERVICES | PHOCUS RETIREMENT SERVICES | PHOCUS FINANCIAL STRATEGIES GROUP | PFG ADVISORS, LLC | PFG ADVISORS | PFG (PEORIA) | OCCU INVESTMENT SERVICES | MY POINT | MORROW FINANCIAL GROUP | MISSION CITY INVESTMENT SERVICES | MILLER WEALTH MANAGEMENT, INC. | MILES BROWN ASSET MANAGEMENT | MANSELL CAPITAL MANAGEMENT | MANGUS WEALTH MANAGEMENT | LPL SUNNYVALE | LONESTAR WEALTH MANAGEMENT | LONE STAR INVESTMENT SOLUTIONS | LBW INSURANCE & FINANCIAL SERVICES | LANDINGS FINANCIAL SERVICES | KLEVENS CAPITAL MANAGEMENT, INC. | KEYPOINT FINANCIAL SERVICES | KALINA WEALTH ADVISORS | JUDD WEALTH MANAGEMENT | JAMES MERKEL (PYRAMID FCU) | INTEGRO WEALTH MANAGEMENT | IHN FAMILY LEGACY PLANNING, INC. | IDAHO CENTRAL WEALTH MANAGEMENT | GAVAGAN FINANCIAL SERVICES | FORTHRIGHT FINANCIAL SERVICES | FIRST SERVICE WEALTH MANAGEMENT | FINANCIAL SERVICES AT FMFCU | ELEVATE WEALTH | EAGLE WEALTH MANAGEMENT | DIAMOND FINANCIAL PLANNING | DEER VALLEY FINANCIAL SERVICES | DAVIS FINANCIAL MANAGEMENT | CUE FINANCIAL GROUP | COUNTY FEDERAL WEALTH MANAGEMENT | CORNERSTONE ASSET MANAGEMENT (CORNERSTONE WEALTH MANAGEMENT) | COPPER STATE WEALTH MANAGEMENT | CHABOT FINANCIAL SERVICES | CANYON STATE WEALTH MANAGEMENT SERVICES | CANO CAPITAL MANAGEMENT, LLC | CALIFORNIA COAST FINANCIAL SERVICES | BLUPEAK INVESTMENT SERVICES | BATIE & CO CAPITAL MGMT LLC | ASCENSION COLLEGE PLANNING | APRICITY WEALTH MANAGEMENT | ANTHEA WEALTH MANAGEMENT | ALTIER INVESTMENTS AND FINANCIAL PLANNING | ALTIER INVESTMENT SERVICES | AERO INVESTMENT SERVICES | A.I.R.E FINANCIAL | A. M. GUIDANCE & FINANCIAL SERVICES CONSULTING LLC
CRD#: 173344 / SEC#: 801-80797
RIA
Registered Investment Advisory firm - (12/1/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/6/2025)
IAR
Arizona(6/29/2021)
RR
Arizona(11/6/2025)
RR
California(11/6/2025)
RR
Colorado(11/6/2025)
RR
Michigan(11/6/2025)
RR
Nevada(11/6/2025)
RR
Ohio(11/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PFG ADVISORS
4 CORNERS (CUE FINANCIAL GROUP) | WEBB FINANCIAL ADVISORS | WEALTH MANAGEMENT GROUP | UNITED PRAIRIE FINANCIAL NETWORK | UFG GROUP | TURNING POINTE WEALTH MANAGEMENT | TUCSON OLD PUEBLO WEALTH MANAGEMENT | TRUWEST WEALTH MANAGEMENT SERVICES | TRUE COMPASS FINANCIAL | TROJAN WEALTH MANAGEMENT | THUNDERBIRD WEALTH MANAGEMENT | STATE ECU WEALTH PLANNING | STARLIFTER WEALTH MANAGEMENT | STANFORD FEDERAL INVESTMENT SERVICES | SOMMER INVESTMENTS | SCOTT HANISH LLC | SATTLER PENSION AND WEALTH MANAGEMENT | RORBACH FINANCIAL SERVICES | ROCHA WEALTH ADVISORS | RETIREADY ADVISORS | REACH INVESTMENT SERVICES | PRIORITY FINANCIAL PARTNERS, LLC | PRIORITY FINANCIAL PARTNERS | PINNACLE SOUTHWEST SECURITIES & INVESTMENTS, CO | PINAL COUNTY FINANCIAL SERVICES | PHOCUS RETIREMENT SERVICES | PHOCUS FINANCIAL STRATEGIES GROUP | PFG ADVISORS, LLC | PFG ADVISORS | PFG (PEORIA) | OCCU INVESTMENT SERVICES | MY POINT | MORROW FINANCIAL GROUP | MISSION CITY INVESTMENT SERVICES | MILLER WEALTH MANAGEMENT, INC. | MILES BROWN ASSET MANAGEMENT | MANSELL CAPITAL MANAGEMENT | MANGUS WEALTH MANAGEMENT | LPL SUNNYVALE | LONESTAR WEALTH MANAGEMENT | LONE STAR INVESTMENT SOLUTIONS | LBW INSURANCE & FINANCIAL SERVICES | LANDINGS FINANCIAL SERVICES | KLEVENS CAPITAL MANAGEMENT, INC. | KEYPOINT FINANCIAL SERVICES | KALINA WEALTH ADVISORS | JUDD WEALTH MANAGEMENT | JAMES MERKEL (PYRAMID FCU) | INTEGRO WEALTH MANAGEMENT | IHN FAMILY LEGACY PLANNING, INC. | IDAHO CENTRAL WEALTH MANAGEMENT | GAVAGAN FINANCIAL SERVICES | FORTHRIGHT FINANCIAL SERVICES | FIRST SERVICE WEALTH MANAGEMENT | FINANCIAL SERVICES AT FMFCU | ELEVATE WEALTH | EAGLE WEALTH MANAGEMENT | DIAMOND FINANCIAL PLANNING | DEER VALLEY FINANCIAL SERVICES | DAVIS FINANCIAL MANAGEMENT | CUE FINANCIAL GROUP | COUNTY FEDERAL WEALTH MANAGEMENT | CORNERSTONE ASSET MANAGEMENT (CORNERSTONE WEALTH MANAGEMENT) | COPPER STATE WEALTH MANAGEMENT | CHABOT FINANCIAL SERVICES | CANYON STATE WEALTH MANAGEMENT SERVICES | CANO CAPITAL MANAGEMENT, LLC | CALIFORNIA COAST FINANCIAL SERVICES | BLUPEAK INVESTMENT SERVICES | BATIE & CO CAPITAL MGMT LLC | ASCENSION COLLEGE PLANNING | APRICITY WEALTH MANAGEMENT | ANTHEA WEALTH MANAGEMENT | ALTIER INVESTMENTS AND FINANCIAL PLANNING | ALTIER INVESTMENT SERVICES | AERO INVESTMENT SERVICES | A.I.R.E FINANCIAL | A. M. GUIDANCE & FINANCIAL SERVICES CONSULTING LLC
CRD#: 173344 / SEC#: 801-80797
RIA
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Contact information
Main Address
3200 N. Central Ave Suite #200, Phoenix, AZ 85012
Mailing Address
Phone number
(800) 405-8850
Established
Firm type
Fiscal year end
# of Employees
119
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,550 |
| AUM (Assets Under Management) | $ 3,083,491,501 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
