Nathan T Hess
CFP®Professional Summary
Nathan T Hess, CFP®, who also goes by Nathan Tommy Hess, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Providence, Utah and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island. Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Nathan has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 10,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
I guide clients in developing a comprehensive approach to their financial future. I find it rewarding to help clients assess and address financial challenges in a way that resonates with them and supports their objectives. I strongly believe in the philosophy that we do well for ourselves when we do well for our clients.
Other Aliases
Nathan Tommy Hess
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
27 years in the financial services industry
Current & Past Employments
Education
Gonzaga University
Theology & Leadership, Master of Theology
Theology & Leadership, Master of Theology
2022
Seattle University
Finance, Master of Business Administration (MBA)
Finance, Master of Business Administration (MBA)
2012
University of Utah
Psychology, Bachelor of Science (BS)
Psychology, Bachelor of Science (BS)
2002
University of Utah
Sociology, Bachelor of Science (BS)
Sociology, Bachelor of Science (BS)
2002
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Current Firm
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
Contact Information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698Phone Number
(617) 563-7000# of Employees
17,112SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,973,512AUM (Assets Under Management)
$1,370,125,325,211Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
State Registrations and Notice Filings
(11/30/2020)
(1/1/2008)
(1/4/2017)
(3/31/2025)
(8/21/2017)
(5/17/2013)
(1/4/2017)
(8/21/2017)
(11/22/2019)
(11/22/2019)
(1/4/2017)
(1/4/2017)
(10/8/2021)
(1/1/2008)
(1/4/2017)
(1/4/2017)
(9/9/2022)
(1/4/2017)
(11/22/2019)
(8/21/2017)
(10/8/2021)
(1/4/2017)
(1/4/2017)
(8/21/2017)
(1/4/2017)
(2/14/2023)
(1/4/2017)
(5/17/2013)
(11/30/2020)
(1/4/2017)
(11/30/2020)
(1/4/2017)
(8/8/2020)
(1/4/2017)
(1/5/2017)
(2/14/2023)
(1/4/2017)
(11/30/2020)
(1/1/2008)
(1/4/2017)
(1/4/2017)
(1/4/2017)
(10/8/2021)
(8/21/2017)
(1/4/2017)
(3/31/2025)
(11/22/2019)
(3/31/2025)
(11/30/2020)
(1/4/2017)
(1/1/2008)
(3/31/2025)
(2/14/2023)
(8/21/2017)
(2/14/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1999About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2022About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2021About the Series 9 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 2004About the Series 26 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Nathan T Hess's CRS (Customer Relationship Summary).
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