Chad I. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad Izaak Johnson was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 1999. Chad had worked at 8 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2014 - August 3, 2015
CERTUS INVESTMENT ADVISORS, LLC
April 25, 2014 - August 3, 2015
CERTUSSECURITIES, INC.
September 17, 2013 - December 2, 2013
TRUIST INVESTMENT SERVICES, INC.
July 15, 2013 - December 2, 2013
TRUIST INVESTMENT SERVICES, INC.
May 23, 2008 - February 7, 2011
WELLS FARGO CLEARING SERVICES, LLC
May 8, 2008 - February 7, 2011
WELLS FARGO CLEARING SERVICES, LLC
October 15, 2004 - March 27, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 14, 2004 - March 27, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 1, 2000 - February 26, 2003
WELLS FARGO CLEARING SERVICES, LLC
March 27, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
August 30, 1999 - February 7, 2000
METROPOLITAN LIFE INSURANCE COMPANY
August 30, 1999 - February 7, 2000
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CERTUS INVESTMENT ADVISORS, LLC
CRD#: 159221 / SEC#: 801-76679
Contact information
Red Flags
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