PP
Patrick H. Perry
SYNOVUS SECURITIES
Savannah, GA 31406
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CRD#: 3250112
PP
Professional summary
Patrick Harrison Perry JR., who also goes by Patrick H Perry Jr., Patrick H Perry, is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Savannah, Georgia.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Patrick has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick H Perry Jr. | Patrick H Perry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Harrison Perry JR.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Patrick Harrison Perry JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2016 - Present
SYNOVUS SECURITIES, INC.
Office #1: 7402 Hodgson Memorial Drive, Suite 205, Savannah, GA 31406Office #2: 15 Lake Street, Savannah, GA 31411RIA
BD
CRD#: 14023
Savannah, GA
Current
May 18, 2016 - Present
SYNOVUS SECURITIES, INC.
Office #1: 7402 Hodgson Memorial Drive, Suite 205, Savannah, GA 31406Office #2: 15 Lake Street, Savannah, GA 31411RIA
BD
CRD#: 14023
Savannah, GA
Past
October 3, 2012 - December 23, 2014
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
SAVANNAH, GA
Past
October 2, 2012 - December 23, 2014
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
SAVANNAH, GA
Past
October 11, 2011 - September 7, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
AIKEN, SC
Past
October 11, 2011 - September 7, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
AIKEN, SC
Past
November 13, 2008 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
AIKEN, SC
Past
November 11, 2008 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
AIKEN, SC
Past
March 15, 2005 - October 14, 2008
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
AUGUSTA, GA
Past
March 11, 2005 - October 14, 2008
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
AUGUSTA, GA
Past
July 1, 2003 - March 14, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
April 7, 2003 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
AUGUSTA, GA
Past
June 15, 2002 - March 14, 2005
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
HILTON HEAD ISLAND, SC
Past
March 15, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(7/8/2022)
RR
Florida(9/12/2018)
IAR
Florida(9/13/2018)
RR
Georgia(5/18/2016)
IAR
Georgia(6/20/2016)
RR
Massachusetts(5/23/2025)
IAR
Massachusetts(7/10/2025)
RR
North Carolina(8/30/2021)
RR
South Carolina(5/18/2016)
IAR
South Carolina(6/7/2016)
RR
Tennessee(7/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
280
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PINNACLE FINANCIAL PARTNERS INC. | SYNOVUS SECURITIES, INC. PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 12,411 |
| AUM (Assets Under Management) | $ 8,445,083,014 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/22/2025 | ||
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
