Terry L. Waldridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Lynn Waldridge, who also goes by Terry Lynn Craddock, was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 2000. Terry had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2016 - March 10, 2017
GIRARD SECURITIES, INC.
May 18, 2016 - March 10, 2017
UNITED CAPITAL FINANCIAL ADVISORS
November 1, 2013 - November 3, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
February 6, 2008 - November 3, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
August 7, 2007 - January 14, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
January 28, 2005 - November 30, 2005
PAN-AMERICAN FINANCIAL ADVISERS
August 13, 2003 - December 31, 2004
PAN-AMERICAN INVESTMENT ADVISERS, INC.
August 13, 2003 - December 31, 2004
PAN-AMERICAN FINANCIAL ADVISERS
November 15, 2002 - September 3, 2003
VALIC FINANCIAL ADVISORS, INC.
November 8, 2002 - September 3, 2003
VALIC FINANCIAL ADVISORS, INC.
June 3, 2002 - August 28, 2002
UBS INTERNATIONAL INC.
June 3, 2002 - August 28, 2002
UBS INTERNATIONAL INC.
May 14, 2001 - June 1, 2002
UBS FINANCIAL SERVICES INC.
November 21, 2000 - June 3, 2002
UBS FINANCIAL SERVICES INC.
May 8, 2000 - July 24, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 9/28/1999
Assistant Representative-Order Processing Qualification ExamCurrent Firm
GIRARD SECURITIES, INC.
CRD#: 18697 / SEC#: 801-61470, 8-36920
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARGERS ACQUISITION LLC | SHAREHOLDER | |
| BALLARD, JAMES DAVID | VP | 1714327 |
| BARRAGAN, JOHN ARTHUR III | PRESIDENT/COO | 2941942 |
| GRAHAM, LUANNE MARIE | ADVISORY CCO | 2310126 |
| HARRISON, BRETT LAMAR | DIRECTOR | 4032238 |
| JACOBSEN, BRYAN K | B-D CCO, SECRETARY | 3055957 |
| KLICMAN, SHIRLEY ANNE | VP | 1771713 |
| OLSON, GREGORY ALAN | ASST. SECRETARY | 2692482 |
| ROGERS, JASON DYLAN | SENIOR EXECUTIVE VP | 2641674 |
| SHERROD, TRACI LYNN | AVP | 4321192 |
| SMILEY, STANLEY ROBERT | VP | 3004604 |
| TIETJEN, MARGARET SUSAN | CHIEF EXECUTIVE OFFICER/ DIRECTOR | 1294862 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
