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JK

Jason E. Kronick

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CRD#: 3249742
JK

Professional summary


Jason Elliot Kronick was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jason is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Jason had worked at 5 firms, which includes VANDHAM SECURITIES CORP., STANDARD CREDIT SECURITIES INC., SECUREVEST FINANCIAL GROUP, PAR5 CAPITAL & CO LLC, SEABOARD SECURITIES INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 11, 2012 - March 1, 2013

VANDHAM SECURITIES CORP.

BD
CRD#: 26258
PARK RIDGE, NJ
Past

July 1, 2011 - June 21, 2012

STANDARD CREDIT SECURITIES INC.

BD
CRD#: 42813
WOODCLIFF LAKE, NJ
Past

April 22, 2009 - June 20, 2011

SECUREVEST FINANCIAL GROUP

BD
CRD#: 10100
MORRISTOWN, NJ
Past

July 20, 2005 - May 1, 2009

PAR5 CAPITAL & CO LLC

BD
CRD#: 134657
RAMSEY, NJ
Past

July 3, 2000 - July 14, 2005

SEABOARD SECURITIES, INC.

BD
CRD#: 755
FLORHAM PARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/29/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 6/30/2000
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam

Current Firm


VS
VANDHAM SECURITIES CORP.
VANDHAM SECURITIES CORP.

CRD#: 26258 / SEC#: , 8-42448

BD
Terminated by SEC on 01/28/2019
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 03/16/1990
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CATRINI, FRANK PAULCHAIRMAN OF THE BOARD, CEO, SROP43385
BARBA, TIMOTHY BRUCEFINOP / DIRECTOR824607
CATRINI, CHRISTOPHER NICKSR. VP2133382
SPITZER, JASON HEATHCHIEF OPERATING OFFICER3156522
TORPEY, EUGENE PATRICKCCO730315

Disclosures


Regulatory Event12

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VANDHAM SECURITIES CORP.

CRD#: 26258

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