Todd M. Seymour

PERSONALIZED FINANCIAL SOLUTIONS LLC

Clearwater, FL 33761

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CRD#: 3249733

Professional summary

Todd Michael Seymour is a registered financial advisor currently at PERSONALIZED FINANCIAL SOLUTIONS LLC located in Clearwater, Florida.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Todd has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Tax and Trust Management Services, LLC; Address: Same address; Nature of the Business: Accounting/Tax Services; Position/Title: Enrolled Agent/Tax Preparer; Investment Related: No; Start Date: 02/16/2017; Hours per month devoted to this business: 15 Hours. 2) Licensed insurance professional. Same address. Less than 10% of time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Michael Seymour's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2021 - Present

PERSONALIZED FINANCIAL SOLUTIONS LLC

Office #1: 28163 Us Highway 19 North Suite 205, Clearwater, FL 33761

RIA

CRD#: 306475

Clearwater, FL

Past

April 6, 2017 - November 11, 2020

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

RIA

CRD#: 283004

CLEARWATER, FL

Past

February 16, 2017 - December 1, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CLEARWATER, FL

Past

July 16, 2014 - February 21, 2017

MORGAN STANLEY

RIA

CRD#: 149777

CLEARWATER, FL

Past

June 3, 2014 - February 21, 2017

MORGAN STANLEY

CRD#: 149777

CLEARWATER, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERSONALIZED FINANCIAL SOLUTIONS LLC

FPH WEALTH MANAGEMENT LLC | PERSONALIZED FINANCIAL SOLUTIONS LLC

CRD#: 306475 / SEC#: 801-131695

RIA

Registered Investment Advisory firm - (1/3/2025 Approved)

Florida

Registered Investment Advisory firm - (4/24/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/14/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/2014

General Securities Representative Examination

Current Firm

PERSONALIZED FINANCIAL SOLUTIONS LLC

FPH WEALTH MANAGEMENT LLC | PERSONALIZED FINANCIAL SOLUTIONS LLC

CRD#: 306475 / SEC#: 801-131695

RIA

Registered Investment Advisory firm - (1/3/2025 Approved)

Florida

Registered Investment Advisory firm - (4/24/2025 Terminated)

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Contact information

Main Address

28163 Us Highway 19 North Suite 205, Clearwater, FL 33761

Mailing Address

Phone number

(727) 754-4401

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PFS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (7/2/2025)

Regulatory assets under management

Total Number of Accounts	443
AUM (Assets Under Management)	$ 109,428,623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Todd M. Seymour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Michael Seymour's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

PERSONALIZED FINANCIAL SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/14/2014

SIE

Date: 10/1/2018

Series 7

Date: 6/2/2014

Current Firm

PERSONALIZED FINANCIAL SOLUTIONS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PERSONALIZED FINANCIAL SOLUTIONS LLC

TRUST BUT VERIFY

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