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CH

Cesar G. Hernandez

Some features on this profile are disabled
CRD#: 3249722
CH

Professional summary

Cesar Gabriel Hernandez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Cesar is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Cesar had worked at 3 firms, which includes LEVELX CAPITAL LLC, EDIFICE CAPITAL INC., NEW ENGLAND SECURITIES.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 25, 2019 - November 8, 2019

LEVELX CAPITAL LLC

BD
CRD#: 117028
BROOKLYN, NY
Past

November 12, 2004 - October 24, 2005

EDIFICE CAPITAL, INC.

BD
CRD#: 105093
MIAMI, FL
Past

June 6, 2002 - June 24, 2019

LEVELX CAPITAL LLC

BD
CRD#: 117028
MIAMI, FL
Past

June 30, 1999 - December 31, 2000

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/29/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/29/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/21/2002
General Securities Principal Examination

Current Firm

LC
LEVELX CAPITAL LLC
GENTEM CAPITAL LLC | LEVELX CAPITAL LLC | GLOBAL STRATEGIC INVESTMENTS, LLC

CRD#: 117028 / SEC#: , 8-53580

BD
Terminated by SEC on 06/21/2023
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 05/17/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SSA TECHNOLOGIES LLCLIMITED LIABILITY COMPANY
APEX CLEARING CORPORATIONOWNER13071
CROCKETT, RICHARD HUNTCHIEF COMPLIANCE OFFICER1209667
INFANTE, CHRISTOPHER DANIELCHIEF EXECUTIVE OFFICER, SROP & CROP5186765
VELASCO STAUDY, PUBLIO FEDERICOFINOP5377174

Disclosures

Regulatory Event6
Criminal1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEVELX CAPITAL LLC

CRD#: 117028

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