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Cesar Gabriel Hernandez

CRD# 3249722·Registered 1999 - 2019
Barred: Cesar Gabriel Hernandez was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Cesar Gabriel Hernandez was a registered financial advisor. Cesar was a previously registered financial professional and started their career in finance 1999 - 2019. Cesar had worked at 3 firms and has passed the SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

LEVELX CAPITAL LLC·CRD# 117028
BD
Brooklyn, NY
July 25, 2019 - November 8, 2019
EDIFICE CAPITAL, INC.·CRD# 105093
BD
Miami, FL
November 12, 2004 - October 24, 2005
LEVELX CAPITAL LLC·CRD# 117028
BD
Miami, FL
June 6, 2002 - June 24, 2019
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
June 30, 1999 - December 31, 2000

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Current Firm

LC
LEVELX CAPITAL LLC

GENTEM CAPITAL LLC | LEVELX CAPITAL LLC | GLOBAL STRATEGIC INVESTMENTS, LLC

CRD#: 117028 / SEC#: 8-53580
BD
Terminated by SEC on 06/21/2023

Contact Information

Established

Florida since 05/17/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SSA TECHNOLOGIES LLCLIMITED LIABILITY COMPANY—
APEX CLEARING CORPORATIONOWNER13071
CROCKETT, RICHARD HUNTCHIEF COMPLIANCE OFFICER1209667
INFANTE, CHRISTOPHER DANIELCHIEF EXECUTIVE OFFICER, SROP & CROP5186765
VELASCO STAUDY, PUBLIO FEDERICOFINOP5377174

Disclosures

Regulatory Event

6

Criminal

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1999About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Mar 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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