Carolyn M. Denest
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carolyn Mealey Denest, CFP®, who also goes by Carolyn M Denest, Carolyn Mealey, was a registered financial professional .
Carolyn is a previously registered financial professional and started their career in finance in 1999. Carolyn had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1993
Experience
February 19, 2015 - May 1, 2020
DOMANI WEALTH, LLC
March 2, 2010 - February 23, 2015
PARENTEBEARD WEALTH MANAGEMENT LLC
January 27, 2004 - March 2, 2010
BMC FINANCIAL ADVISORS
June 18, 2002 - December 31, 2003
KESTRA INVESTMENT SERVICES, LLC
August 26, 1999 - June 25, 2002
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOMANI WEALTH, LLC
CRD#: 174303 / SEC#: 801-80939
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,114 |
| AUM (Assets Under Management) | $ 1,329,486,524 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
