Jeanne C. Dickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanne Carline Dickson, who also goes by Jeanne Elizabeth Brown, Jeanne Carline Clement, Jeanne Elizabeth Clement, Jeanne Dickson, was a registered financial professional .
Jeanne is a previously registered financial professional and started their career in finance in 1973. Jeanne had worked at 9 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 1993 - November 25, 1998
AMERICAN UNITED LIFE INSURANCE COMPANY
May 1, 1990 - August 26, 2021
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
June 19, 1986 - April 9, 1990
MONARCH FINANCIAL SERVICES, INC.
January 27, 1984 - January 1, 1986
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
November 3, 1976 - February 20, 1979
ONEAMERICA SECURITIES, INC.
February 25, 1976 - March 29, 1989
AMERICAN UNITED LIFE INSURANCE COMPANY
February 23, 1976 - May 4, 1978
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 11, 1974 - September 18, 1975
OPPENHEIMER ASSET MANAGEMENT CORPORATION
June 15, 1974 - January 8, 1978
HIMCO DISTRIBUTION SERVICES COMPANY
November 1, 1973 - August 20, 1974
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 10/25/1973
Registered Representative ExaminationCurrent Firm
AMERICAN UNITED LIFE INSURANCE COMPANY
CRD#: 1075 / SEC#: 801-8074, 8-13671
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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