William H. Stites

KILTERHOWLING LLC

Boulder, CO 80302

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CRD#: 3249549

Professional summary

William Hopkins Stites is a registered financial advisor currently at KILTERHOWLING LLC located in Boulder, Colorado.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. William has worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Hopkins Stites's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2014 - Present

KILTERHOWLING LLC

Office #1: 2101 Pearl Street, Boulder, CO 80302

RIA

CRD#: 169684

Boulder, CO

Past

August 29, 2006 - July 31, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 11, 2003 - July 20, 2006

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

October 31, 2001 - July 14, 2003

ZURICH CAPITAL MARKETS SECURITIES, INC.

CRD#: 42399

NEW YORK, NY

Past

July 7, 1999 - October 13, 2000

PORTFOLIO BROKERAGE SERVICES, INC.

CRD#: 18554

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KILTERHOWLING LLC

BLUE MOUNTAIN WEALTH MANAGEMENT LLC | KILTERHOWLING LLC | BLUE MOUNTAINS WEALTH MANAGEMENT LLC

CRD#: 169684 / SEC#: 801-118595

RIA

Registered Investment Advisory firm - (4/29/2020 Approved)

California

Registered Investment Advisory firm - (6/3/2020 Terminated)

Colorado

Registered Investment Advisory firm - (5/13/2020 Terminated)

Montana

Registered Investment Advisory firm - (5/4/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/8/2014)

IAR

Texas
(4/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/16/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 10/19/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/6/1999

General Securities Representative Examination

Current Firm

KILTERHOWLING LLC

BLUE MOUNTAIN WEALTH MANAGEMENT LLC | KILTERHOWLING LLC | BLUE MOUNTAINS WEALTH MANAGEMENT LLC

CRD#: 169684 / SEC#: 801-118595

RIA

Registered Investment Advisory firm - (4/29/2020 Approved)

California

Registered Investment Advisory firm - (6/3/2020 Terminated)

Colorado

Registered Investment Advisory firm - (5/13/2020 Terminated)

Montana

Registered Investment Advisory firm - (5/4/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2020 Terminated)

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Contact information

Main Address

2101 Pearl Street, Boulder, CO 80302

Mailing Address

Phone number

(720) 443-2076

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KILTERHOWLING ADV 2A 3.21.25 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	591
AUM (Assets Under Management)	$ 257,755,145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William H. Stites

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Hopkins Stites's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

BNP PARIBAS SECURITIES CORP.

ZURICH CAPITAL MARKETS SECURITIES, INC.

PORTFOLIO BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

KILTERHOWLING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/1999

Series 63

Date: 7/19/1999

Series 3

Date: 2/16/2007

Series 55

Date: 10/19/2006

Series 7

Date: 7/6/1999

Current Firm

KILTERHOWLING LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KILTERHOWLING LLC

TRUST BUT VERIFY

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