TB
Tracey A. Binkley
JANNEY MONTGOMERY SCOTT LLC
Franklin, TN 37067
Some features on this profile are disabled
CRD#: 3249188
TB
Professional summary
Tracey Alan Binkley, CFP®, who also goes by Tracey A Binkley, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Franklin, Tennessee.
Tracey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Tracey has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tracey A Binkley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Greenhouse Ministries, Murfreesboro, TN. Board Member (10/2015) - Attend monthly meetings for oversight and fundraising. Not investment related, not compensated, 6 hours/month. 2. Alpha Gamma Rho Fraternity, Kansas City, MO. Regional Vice President (04/1989) - Board appointed volunteer position overseeing the Mid-East region (7 chapters in TN and KY). Not investment related, not compensated, 2 hour/month. Not compensated, investment related, 1 hour/month. 3. Middle TN Electric Membership Corp, Murfreesboro, TN. Nominations Committee/Committee Member (10/2024) - Appointed committee review board applications and make recommendations for board candidates. Not compensated, meet once/year. 4. Rutherford County Industrial Development Board, Rutherford County, TN. County appointed Board Member (03/2015) - Assist in approving and administering tax-increment incentive funds for the Rutherford County government. Not compensated, investment related, 1 hour/month.
CRS (Client Relationship Summary) - RIA
Click below to view Tracey Alan Binkley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tracey Alan Binkley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
April 17, 2025 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: Two Franklin Park 6700 Tower Circle, Ste. 200, Franklin, TN 37067RIA
BD
CRD#: 463
Franklin, TN
Current
April 17, 2025 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: Two Franklin Park 6700 Tower Circle, Ste. 200, Franklin, TN 37067RIA
BD
CRD#: 463
Franklin, TN
Past
June 1, 2009 - May 1, 2025
MORGAN STANLEY
RIA
CRD#: 149777
MURFREESBORO, TN
Past
June 1, 2009 - May 1, 2025
MORGAN STANLEY
BD
CRD#: 149777
MURFREESBORO, TN
Past
February 27, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
FRANKLIN, TN
Past
February 27, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
FRANKLIN, TN
Past
April 14, 2004 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BRENTWOOD, TN
Past
August 14, 1999 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BRENTWOOD, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/17/2025)
RR
Alaska(8/26/2025)
RR
Arizona(4/17/2025)
RR
Arkansas(4/17/2025)
RR
California(4/17/2025)
RR
Colorado(4/17/2025)
RR
Florida(4/17/2025)
RR
Georgia(4/17/2025)
RR
Hawaii(9/30/2025)
RR
Illinois(4/17/2025)
RR
Indiana(4/17/2025)
RR
Kansas(4/17/2025)
RR
Kentucky(4/17/2025)
RR
Louisiana(4/17/2025)
RR
Maryland(4/17/2025)
RR
Massachusetts(4/17/2025)
RR
Michigan(4/17/2025)
RR
Minnesota(4/17/2025)
RR
Mississippi(4/17/2025)
RR
Missouri(4/17/2025)
RR
Nebraska(4/17/2025)
RR
Nevada(8/26/2025)
RR
New Jersey(4/17/2025)
RR
New Mexico(4/17/2025)
RR
New York(4/17/2025)
RR
North Carolina(5/5/2025)
RR
North Dakota(4/17/2025)
RR
Ohio(4/17/2025)
RR
Oklahoma(8/26/2025)
RR
Oregon(4/17/2025)
RR
Pennsylvania(4/17/2025)
RR
Puerto Rico(4/17/2025)
RR
South Carolina(4/17/2025)
RR
Tennessee(4/17/2025)
IAR
Tennessee(4/21/2025)
RR
Texas(4/17/2025)
IAR
Texas(4/17/2025)
RR
Utah(8/26/2025)
RR
Virginia(4/17/2025)
RR
Washington(4/17/2025)
RR
West Virginia(7/1/2025)
RR
Wisconsin(4/17/2025)
RR
Wyoming(4/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
