Douglas W. Mccallum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas William Mccallum was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1971. Douglas had worked at 7 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2016 - May 21, 2026
FRG FAMILY WEALTH ADVISORS
May 3, 2013 - July 3, 2014
CONOVER SECURITIES CORPORATION
February 28, 2012 - March 20, 2013
CONOVER SECURITIES CORPORATION
February 22, 1993 - July 1, 2010
OSAIC WEALTH, INC.
November 19, 1989 - July 1, 2010
OSAIC WEALTH, INC.
October 13, 1989 - November 14, 2016
FINANCIAL RESOURCES GROUP
December 7, 1982 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 29, 1982 - February 14, 1983
NYLIFE SECURITIES LLC
June 29, 1981 - February 23, 1983
STANDARD CAPITAL GROUP, INC.
August 12, 1971 - November 27, 1979
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
FRG FAMILY WEALTH ADVISORS
CRD#: 282542 / SEC#: 801-107191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/10/1971
Registered Representative ExaminationCurrent Firm
FRG FAMILY WEALTH ADVISORS
CRD#: 282542 / SEC#: 801-107191
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 667 |
| AUM (Assets Under Management) | $ 740,870,191 |
Red Flags
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