Douglas W. Mccallum

FRG FAMILY WEALTH ADVISORS

Bellevue, WA 98004

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CRD#: 324917

Professional summary

Douglas William Mccallum is a registered financial advisor currently at FRG FAMILY WEALTH ADVISORS located in Bellevue, Washington.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Douglas has worked at 7 firms and has passed the Series 63, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NEW YORK LIFE - BROKER OF LIFE INSURANCE & HEALTH INSURANCE PRODUCTS AND SERVICES FOR FEE AND/OR COMMISSION. HOURS LIMITED TO OVERSIGHT OF STAFF EXPERTS. APRROX. 4 HOURS/MONTH ALL OF WHICH ARE DURING MARKED HOURS 1963- CURRENT FINANCIAL RESOURCE GROUP - FINANCIAL PLANNER AND FINANCIAL ADVISER OFFERING BROAD BASED FINANCIAL ADVICE FOR A FEE. 160 HOURS/MONTH OR WHICH 80 HOURS ARE DURING MARKED HOURS. 1982-CURRENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas William Mccallum's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2016 - Present

FRG FAMILY WEALTH ADVISORS

Office #1: 10900 Ne 8th Street, Suite 1600, Bellevue, WA 98004

RIA

CRD#: 282542

Bellevue, WA

Past

May 3, 2013 - July 3, 2014

CONOVER SECURITIES CORPORATION

CRD#: 17129

BELLEVUE, WA

Past

February 28, 2012 - March 20, 2013

CONOVER SECURITIES CORPORATION

CRD#: 17129

BELLEVUE, WA

Past

February 22, 1993 - July 1, 2010

OSAIC WEALTH, INC.

RIA

CRD#: 23131

BELLEVUE, WA

Past

November 19, 1989 - July 1, 2010

OSAIC WEALTH, INC.

CRD#: 23131

BELLEVUE, WA

Past

October 13, 1989 - November 14, 2016

FINANCIAL RESOURCES GROUP

RIA

CRD#: 116897

BELLEVUE, WA

Past

December 7, 1982 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

October 29, 1982 - February 14, 1983

NYLIFE SECURITIES LLC

CRD#: 5167

Past

June 29, 1981 - February 23, 1983

STANDARD CAPITAL GROUP, INC.

CRD#: 10013

Past

August 12, 1971 - November 27, 1979

NYLIFE SECURITIES LLC

CRD#: 5167

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRG FAMILY WEALTH ADVISORS

FINANCIAL RESOURCES GROUP | FRG FAMILY WEALTH ADVISORS | FINANCIAL RESOURCES GROUP.COM LLC

CRD#: 282542 / SEC#: 801-107191

RIA

Registered Investment Advisory firm - (1/27/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/23/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/25/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 8/10/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/30/1987

General Securities Principal Examination

Current Firm

FRG FAMILY WEALTH ADVISORS

FINANCIAL RESOURCES GROUP | FRG FAMILY WEALTH ADVISORS | FINANCIAL RESOURCES GROUP.COM LLC

CRD#: 282542 / SEC#: 801-107191

RIA

Registered Investment Advisory firm - (1/27/2016 Approved)

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Contact information

Main Address

10900 Ne 8th Street, Suite 1600, Bellevue, WA 98004

Mailing Address

Phone number

(425) 453-4122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FRG FAMILY WEALTH ADVISORS BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	667
AUM (Assets Under Management)	$ 740,870,191

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Douglas W. Mccallum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas William Mccallum's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONOVER SECURITIES CORPORATION

CONOVER SECURITIES CORPORATION

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

FINANCIAL RESOURCES GROUP

INTEGRATED RESOURCES EQUITY CORPORATION

NYLIFE SECURITIES LLC

STANDARD CAPITAL GROUP, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

FRG FAMILY WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 8/25/1989

Series 1

Date: 8/10/1971

Series 24

Date: 9/30/1987

Current Firm

FRG FAMILY WEALTH ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRG FAMILY WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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