Casey Gage

FEF DISTRIBUTORS

Sausalito, CA

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CRD#: 3249131

Professional summary

Casey Gage, who also goes by Casey S Gage, Casey Strother Gage, Casey S Myers, Casey Strother Myers, is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in Sausalito, California.

Casey is registered as a RR (Registered Representative) and started their career in finance in 2005. Casey has worked at 12 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Casey S Gage | Casey Strother Gage | Casey S Myers | Casey Strother Myers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Casey Gage's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2025 - Present

FEF DISTRIBUTORS, LLC

CRD#: 46585

Sausalito, CA

Past

October 4, 2021 - July 29, 2025

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

Houston, TX

Past

October 4, 2021 - July 29, 2025

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

April 20, 2020 - October 20, 2021

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

RIA

CRD#: 105390

PHILADELPHIA, PA

Past

July 18, 2016 - April 20, 2020

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA

CRD#: 152237

PHILADELPHIA, PA

Past

July 18, 2016 - October 20, 2021

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

January 2, 2014 - March 22, 2016

NEXPOINT SECURITIES, INC.

CRD#: 165013

DALLAS, TX

Past

October 29, 2012 - December 31, 2013

NEXBANK SECURITIES INC

CRD#: 133267

DALLAS, TX

Past

December 7, 2011 - October 29, 2012

DESTRA CAPITAL INVESTMENTS LLC

CRD#: 148299

BOZEMAN, MT

Past

November 18, 2010 - December 12, 2011

MORGAN STANLEY

RIA

CRD#: 149777

HOUSTON, TX

Past

November 17, 2010 - December 12, 2011

MORGAN STANLEY

CRD#: 149777

HOUSTON, TX

Past

April 20, 2006 - June 1, 2010

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

March 14, 2006 - April 20, 2006

AMUNDI ASSET MANAGEMENT US, INC.

RIA

CRD#: 107719

BOSTON, MA

Past

January 31, 2005 - June 1, 2010

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/5/2025)

Alaska
(8/5/2025)

Arizona
(8/5/2025)

Arkansas
(8/5/2025)

California
(8/5/2025)

Colorado
(8/5/2025)

Connecticut
(8/5/2025)

Delaware
(8/5/2025)

District of Columbia
(8/5/2025)

Florida
(8/5/2025)

Georgia
(8/5/2025)

Hawaii
(8/5/2025)

Idaho
(8/5/2025)

Illinois
(8/5/2025)

Indiana
(8/5/2025)

Iowa
(8/5/2025)

Kansas
(8/5/2025)

Kentucky
(8/5/2025)

Louisiana
(8/5/2025)

Maine
(8/5/2025)

Maryland
(8/5/2025)

Massachusetts
(8/5/2025)

Michigan
(8/5/2025)

Minnesota
(8/5/2025)

Mississippi
(8/5/2025)

Missouri
(8/5/2025)

Montana
(8/5/2025)

Nebraska
(8/5/2025)

Nevada
(8/5/2025)

New Hampshire
(8/5/2025)

New Jersey
(8/5/2025)

New Mexico
(8/5/2025)

New York
(8/5/2025)

North Carolina
(8/5/2025)

North Dakota
(8/5/2025)

Ohio
(8/5/2025)

Oklahoma
(8/5/2025)

Oregon
(8/5/2025)

Pennsylvania
(8/5/2025)

Puerto Rico
(8/5/2025)

Rhode Island
(8/5/2025)

South Carolina
(8/5/2025)

South Dakota
(8/5/2025)

Tennessee
(8/5/2025)

Texas
(8/5/2025)

Utah
(8/5/2025)

Vermont
(8/5/2025)

Virginia
(8/5/2025)

Washington
(8/5/2025)

West Virginia
(8/5/2025)

Wisconsin
(8/5/2025)

Wyoming
(8/5/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/13/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/24/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/29/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/31/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/28/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FEF DISTRIBUTORS, LLC

ASB SECURITIES, INC. | FEF DISTRIBUTORS, LLC | ASB SECURITIES, LLC

CRD#: 46585 / SEC#: , 8-51483

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1345 Avenue Of The Americas, New York, NY 10105-4800

Mailing Address

1345 Avenue Of The Americas, New York, NY 10105-4800

Phone number

(212) 698-3300

Established

Delaware since 01/27/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FIRST EAGLE INVESTMENT MANAGEMENT, LLC	MANAGING MEMBER	108260
BRUNO, ROBERT	MANAGER	2102844
CARULLO, MODESTINO VITO	CHIEF COMPLIANCE OFFICER	1528768
CONSTANTINO, MICHAEL	MANAGER	2932606
FONG, CHUN WAI	CHIEF FINANCIAL OFFICER AND FINOP	4944446
OCONNOR, DAVID	GENERAL COUNSEL AND MANAGER	5077118
RICCIO, FRANK JOSEPH	PRESIDENT AND MANAGER	4271374

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Casey Gage

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Casey Gage's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

DELAWARE DISTRIBUTORS, L.P.

NEXPOINT SECURITIES, INC.

NEXBANK SECURITIES INC

DESTRA CAPITAL INVESTMENTS LLC

MORGAN STANLEY

MORGAN STANLEY

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI DISTRIBUTOR US, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/2016

Series 66

Date: 3/13/2006

Series 63

Date: 6/24/2005

SIE

Date: 10/1/2018

Series 31

Date: 11/29/2010

Series 7

Date: 10/31/2005

Series 6

Date: 1/28/2005

FINRA

Current Firm

FEF DISTRIBUTORS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FEF DISTRIBUTORS, LLC

TRUST BUT VERIFY

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