Casey Gage
Professional Summary
Casey Gage, who also goes by Casey S Gage, Casey Strother Gage, Casey S Myers, Casey Strother Myers, is a registered financial advisor currently at FEF DISTRIBUTORS, LLC located in Sausalito, California. Casey is registered as a RR (Registered Representative) and started their career in finance in 2005. Casey has worked at 12 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Casey S Gage, Casey Strother Gage, Casey S Myers, Casey Strother Myers
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Years of Experience
21 years in the financial services industry
Current & Past Employments
Current
Past
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Current Firm
ASB SECURITIES, INC. | FEF DISTRIBUTORS, LLC | ASB SECURITIES, LLC
Contact Information
Main Address
1345 Avenue Of The Americas, New York, NY 10105-4800Mailing Address
1345 Avenue Of The Americas, New York, NY 10105-4800Phone Number
(212) 698-3300Established
Delaware since 01/27/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER | 108260 |
| BRUNO, ROBERT | MANAGER | 2102844 |
| CONSTANTINO, MICHAEL | MANAGER | 2932606 |
| DILLON, ERIN KAY | CHIEF COMPLIANCE OFFICER | 6173659 |
| FONG, CHUN WAI | CHIEF FINANCIAL OFFICER AND FINOP | 4944446 |
| OCONNOR, DAVID | GENERAL COUNSEL AND MANAGER | 5077118 |
| RICCIO, FRANK JOSEPH | PRESIDENT AND MANAGER | 4271374 |
Disclosures
Regulatory Event
1Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
State Registrations and Notice Filings
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2005About the Series 6 examSRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
CRS (Client Relationship Summary) - BD
Click below to view Casey Gage's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
