Imran (. Khan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Imran (nmn) Khan, who also goes by Imran Khan, was a registered financial professional .
Imran is a previously registered financial professional and started their career in finance in 2000. Imran had worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 86, Series 87 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2011 - February 11, 2015
CREDIT SUISSE SECURITIES (USA) LLC
October 1, 2008 - May 6, 2011
J.P. MORGAN SECURITIES LLC
May 11, 2004 - October 1, 2008
J.P. MORGAN SECURITIES INC.
May 31, 2001 - May 10, 2004
FULCRUM GLOBAL PARTNERS LLC
April 30, 2001 - May 29, 2001
ABN AMRO INCORPORATED
December 19, 2000 - April 30, 2001
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREDIT SUISSE SECURITIES (USA) LLC
CRD#: 816 / SEC#: 801-56264, 8-422
Contact information
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 805,275,346 |
Disclosures
| Regulatory Event | 336 |
| Civil Event | 8 |
| Arbitration | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/26/2023 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
