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BM

Brendan G. Murray

KRAKEN SECURITIES
FORT LAUDERDALE, FL 33301-2299
Some features on this profile are disabled
CRD#: 3248970
BM

Professional summary


Brendan Gerard Murray, who also goes by Brendan Gerrard Murray, is a registered financial professional currently at KRAKEN SECURITIES located in Fort Lauderdale, Florida.

Brendan is registered as a RR (Registered Representative) and started their career in finance in 1999. Brendan has worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brendan Gerrard Murray

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brendan Gerard Murray's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 17, 2024 - Present

KRAKEN SECURITIES

Office #1: 200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
BD
CRD#: 324343
FORT LAUDERDALE, FL
Past

August 1, 2022 - October 2, 2023

LONG BRIDGE SECURITIES, LLC

BD
CRD#: 314519
Hoboken, NJ
Past

April 13, 2020 - April 25, 2022

ETORO USA SECURITIES INC.

BD
CRD#: 298361
Hoboken, NJ
Past

March 21, 2013 - April 12, 2019

AUTONOMOUS RESEARCH US LP

BD
CRD#: 165290
NEW YORK, NY
Past

November 5, 2012 - April 4, 2013

AUTONOMOUS RESEARCH LLP

BD
CRD#: 150232
NEW YORK, NY
Past

May 31, 2007 - March 9, 2012

NATIXIS SECURITIES AMERICAS LLC

BD
CRD#: 1101
NEW YORK, NY
Past

February 8, 2005 - May 25, 2007

RAFFERTY CAPITAL MARKETS, LLC

BD
CRD#: 23682
NEW YORK, NY
Past

September 5, 2000 - January 13, 2005

BNY MELLON SECURITIES LLC

BD
CRD#: 47268
JERSEY CITY, NJ
Past

July 26, 1999 - October 21, 1999

PRIME CHARTER LTD.

BD
CRD#: 25668
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/25/2025)
RR
Alaska
(1/12/2025)
RR
Arizona
(4/17/2025)
RR
Arkansas
(4/22/2025)
RR
California
(1/14/2025)
RR
Colorado
(12/19/2024)
RR
Connecticut
(1/21/2025)
RR
Delaware
(2/4/2025)
RR
District of Columbia
(12/26/2024)
RR
Florida
(12/18/2024)
RR
Georgia
(1/23/2025)
RR
Hawaii
(4/16/2025)
RR
Idaho
(1/15/2025)
RR
Illinois
(5/12/2025)
RR
Indiana
(1/28/2025)
RR
Iowa
(2/20/2025)
RR
Kansas
(3/6/2025)
RR
Kentucky
(1/30/2025)
RR
Louisiana
(1/28/2025)
RR
Maine
(2/4/2025)
RR
Maryland
(1/31/2025)
RR
Massachusetts
(3/4/2025)
RR
Michigan
(1/24/2025)
RR
Minnesota
(12/24/2024)
RR
Mississippi
(12/15/2024)
RR
Missouri
(3/3/2025)
RR
Montana
(4/18/2025)
RR
Nebraska
(3/10/2025)
RR
Nevada
(1/12/2025)
RR
New Hampshire
(3/12/2025)
RR
New Jersey
(1/27/2025)
RR
New Mexico
(3/17/2025)
RR
New York
(1/19/2025)
RR
North Carolina
(2/17/2025)
RR
North Dakota
(3/12/2025)
RR
Ohio
(2/4/2025)
RR
Oklahoma
(1/28/2025)
RR
Oregon
(2/21/2025)
RR
Pennsylvania
(1/21/2025)
RR
Puerto Rico
(3/7/2025)
RR
Rhode Island
(1/12/2025)
RR
South Carolina
(1/30/2025)
RR
South Dakota
(1/2/2025)
RR
Tennessee
(4/28/2025)
RR
Texas
(4/24/2025)
RR
Utah
(1/13/2025)
RR
Vermont
(3/12/2025)
RR
Virgin Islands
(4/23/2025)
RR
Virginia
(1/22/2025)
RR
Washington
(1/27/2025)
RR
West Virginia
(2/11/2025)
RR
Wisconsin
(1/14/2025)
RR
Wyoming
(3/12/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 8/31/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 6/17/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/8/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


KS
KRAKEN SECURITIES
KRAKEN SECURITIES | PAYWARD EQUITIES LLC | KRAKEN SECURITIES LLC

CRD#: 324343 / SEC#: , 8-71030

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
Mailing Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
Phone number
(888) 837-8818
Established
Delaware since 11/02/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PAYWARD, INC.SOLE MEMBER
BASKETT, ERIN ELAINECFO/ FINOP4538604
BASKETT, ERIN ELAINECCO4538604
MURRAY, BRENDAN GERARDCOO3248970

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KRAKEN SECURITIES

CRD#: 324343Fort Lauderdale, FL 33301-2299

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