Clay L. Archey
Professional summary
Clay Lynn Archey, who also goes by Clay Lynn Archey, Clay Archey, Clay Archey Archey, is a registered financial professional currently at VELOX CLEARING LLC located in Miami, Florida and ZINVEST FINANCIAL SERVICE, LLC located in Miami, Florida.
Clay is registered as a RR (Registered Representative) and started their career in finance in 1999. Clay has worked at 16 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 79, Series 87, Series 86, Series 3, Series 55, Series 7, Series 14, Series 4, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clay Lynn Archey's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2025 - Present
VELOX CLEARING LLC
Office #1: 600 Brickell Avenue Suite 2800, Miami, FL 33131January 30, 2025 - Present
ZINVEST FINANCIAL SERVICE, LLC
Office #1: 600 Brickell Avenue Suite 2800, Miami, FL 33131March 23, 2017 - October 12, 2024
WELLS FARGO SECURITIES, LLC
August 5, 2016 - September 12, 2016
MSI FINANCIAL SERVICES, INC.
June 30, 2016 - July 13, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
April 8, 2016 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
February 29, 2016 - March 7, 2016
AVIOR CAPITAL, LLC
November 24, 2015 - February 9, 2016
TRICOR FINANCIAL, LLC
November 5, 2014 - February 11, 2016
CLA ASSET MANAGEMENT, LLC
February 24, 2014 - November 20, 2014
AGA ADVISORS, LLC
May 4, 2012 - February 27, 2015
TRICOR ADVISORY SERVICES, LLC
April 26, 2010 - February 27, 2015
TRICOR FINANCIAL, LLC
May 8, 2008 - July 8, 2009
JOHN CARRIS INVESTMENTS LLC
November 17, 2004 - November 16, 2005
FSC SECURITIES CORPORATION
October 20, 2004 - November 16, 2005
FSC SECURITIES CORPORATION
January 3, 2003 - August 13, 2003
LH ROSS & COMPANY, INC.
September 13, 2002 - December 19, 2002
A.B. WATLEY, INC.
June 29, 2001 - August 9, 2002
PLATINUM INVESTMENT CORP.
November 8, 1999 - May 4, 2001
FIRST EQUITY CORPORATION OF FLORIDA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 1/2/2002
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ZINVEST FINANCIAL SERVICE, LLC
CRD#: 297563 / SEC#: 801-117145, 8-70951
Contact information
FINRA licenses (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 924 |
| AUM (Assets Under Management) | $ 23,543,616 |
Red Flags
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Company Information
ZINVEST FINANCIAL SERVICE, LLC
CRD#: 297563Miami, FL 33131TRUST BUT VERIFY
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