George Gianarikas
Professional summary
George Gianarikas is a registered financial professional currently at CANACCORD GENUITY LLC located in Boston, Massachusetts.
George is registered as a RR (Registered Representative) and started their career in finance in 1999. George has worked at 7 firms and has passed the Series 63, Series 87, Series 86, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Gianarikas's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2022 - Present
CANACCORD GENUITY LLC
Office #1: 1 Post Office Square 30th Floor, Boston, MA 02109March 2, 2021 - June 3, 2022
ROBERT W. BAIRD & CO. INCORPORATED
October 7, 2015 - October 24, 2016
IRC SECURITIES LLC
January 21, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
January 21, 2004 - August 10, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
December 11, 2000 - December 17, 2003
J.P. MORGAN SECURITIES LLC
March 21, 2000 - August 1, 2000
ALPHA FINANCE US CORPORATION
July 7, 1999 - February 29, 2000
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2022)
(6/21/2022)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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Company Information
CANACCORD GENUITY LLC
CRD#: 1020Boston, MA 02109TRUST BUT VERIFY
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