Jennifer L. Senft
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Lynn Senft, who also goes by Jennifer Lynn Miller, Jennifer Lynn Miller, Jennifer Lynn Miller Senft, Jennifer Miller Senft, Jen Lynn Senft, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1999. Jennifer had worked at 13 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2022 - July 17, 2026
J.P. MORGAN SECURITIES LLC
April 7, 2022 - July 17, 2026
J.P. MORGAN SECURITIES LLC
February 2, 2021 - March 23, 2022
VANGUARD ADVISERS, INC.
December 15, 2016 - March 23, 2022
VANGUARD MARKETING CORPORATION
October 23, 2013 - July 16, 2014
AVANTAX INVESTMENT SERVICES, INC.
July 16, 2009 - May 24, 2010
ASSETMARK, INC.
July 6, 2009 - May 24, 2010
CAPITAL BROKERAGE CORPORATION
January 16, 2009 - March 24, 2009
FSC SECURITIES CORPORATION
January 15, 2009 - March 24, 2009
FSC SECURITIES CORPORATION
October 31, 2005 - December 26, 2008
OSAIC SERVICES, INC.
October 31, 2005 - December 26, 2008
OSAIC SERVICES, INC.
June 11, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
August 22, 2002 - October 31, 2005
SUNAMERICA SECURITIES, INC.
May 4, 2001 - July 29, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 2001 - July 29, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 27, 2000 - December 12, 2000
DONAHUE SECURITIES, INC.
June 28, 2000 - September 29, 2000
VOYA INVESTMENTS DISTRIBUTOR, LLC
October 22, 1999 - April 26, 2000
TD AMERITRADE, INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/25/2019
General Securities Representative ExaminationCurrent Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLAVITA, MOLLIE | ELECTED MANAGER | 1875615 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 393 |
| Civil Event | 9 |
| Arbitration | 144 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
