Shahdad Shimiaie

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CRD#: 3247432

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shahdad Shimiaie, who also goes by Shawn Shimiaie, was a registered financial professional .

Shahdad is a previously registered financial professional and started their career in finance in 1999. Shahdad had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Shawn Shimiaie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 25, 2017 - August 17, 2017

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

SYOSSET, NY

Past

November 28, 2012 - April 17, 2019

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

MELVILLE, NY

Past

August 29, 2012 - December 7, 2012

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

WOODBURY, NY

Past

December 1, 2008 - June 14, 2012

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

WOODBURY, NY

Past

March 17, 2006 - December 10, 2008

EMPIRE FINANCIAL GROUP, INC.

CRD#: 28759

UNIONDALE, NY

Past

May 2, 2005 - March 21, 2006

EKN FINANCIAL SERVICES INC.

CRD#: 113525

MELVILLE, NY

Past

January 19, 2005 - May 26, 2005

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

Past

May 1, 2003 - June 9, 2003

HARRISON SECURITIES, INC.

CRD#: 14103

PORT WASHINGTON, NY

Past

January 13, 2003 - February 6, 2003

S.W. BACH & COMPANY

CRD#: 43522

PORT WASHINGTON, NY

Past

December 21, 2001 - August 12, 2002

EKN FINANCIAL SERVICES INC.

CRD#: 113525

MELVILLE, NY

Past

October 22, 2001 - December 21, 2001

EHRENKRANTZ KING NUSSBAUM

CRD#: 31140

NEW YORK, NY

Past

September 29, 1999 - October 22, 2001

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

Past

July 13, 1999 - October 19, 1999

TASIN & COMPANY, INC.

CRD#: 30709

HAUPPAUGE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/1999

General Securities Representative Examination

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone number

(732) 758-9001

Established

Texas since 03/15/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)	SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT	SHAREHOLDER
BRUNO, VINCENT MICHAEL	CHIEF COMPLIANCE OFFICER	1845833
HUNT, WILLIAM RICHARD JR	DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE	830575
TESTAVERDE, DAMON DOMENIC	VICE PRESIDENT	444453

Disclosures

Regulatory Event	21
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Shahdad Shimiaie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LAIDLAW & COMPANY (UK) LTD.

OBSIDIAN FINANCIAL GROUP, LLC

OBSIDIAN FINANCIAL GROUP, LLC

EMPIRE FINANCIAL GROUP, INC.

EKN FINANCIAL SERVICES INC.

MAXIM GROUP LLC

HARRISON SECURITIES, INC.

S.W. BACH & COMPANY

EKN FINANCIAL SERVICES INC.

EHRENKRANTZ KING NUSSBAUM

WEATHERLY SECURITIES CORPORATION

TASIN & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/26/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/12/1999

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

TRUST BUT VERIFY

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