Thomas William Caruso
Professional Summary
Thomas William Caruso was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1999 - 2022. Thomas had worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 62 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
ABT FINANCIAL, LLC | WHITE OAK WEALTH PARTNERS | THE LYNN ADVISORY GROUP, LLC | TALISMAN WEALTH ADVISORS | SAIDEL WEALTH MANAGEMENT | RP CAPITAL ADVISORS | QUEST FINANCIAL SERVICES | PRIVATE PORTFOLIO PARTNERS, LLC | NAZARETH WEALTH ADVISORS | M. SCOTT INVESTMENT SERVICES | LINK FINANCIAL, LLC | L. ROSS WEALTH MANAGEMENT | JOCKEY HOLLOW FINANCIAL SERVICES, LLC | JAMES VAN METTER & ASSOCIATES INC. | INTEGRA WEALTH MANAGEMENT | GT GROUP | GCB PRIVATE WEALTH MANAGEMENT | GCB PRIVATE WEALTH | FAMILY WEALTH STEWARDS | FAIRWAY WEALTH MANAGEMENT | ESSENTIAL WEALTH MANAGEMENT | DILORENZO AND BARLETTA WEALTH MANAGEMENT | CARUSO FINANCIAL GROUP, LLC | CAPRIOTTI & COMPANY | BLUHAWK WEALTH MANAGEMENT | ARCHWAY WEALTH MANAGEMENT
Contact Information
Main Address
461 From Road Suite 385, Paramus, NJ 07652Phone Number
(201) 939-6644# of Employees
28Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,652AUM (Assets Under Management)
$1,053,300,488Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Sep 2014Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1999About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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