Kirk M. Mckenzie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk Michael Mckenzie was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 1999. Kirk had worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2023 - July 22, 2023
TD AMERITRADE, INC.
March 18, 2011 - June 3, 2011
PACIFIC SELECT DISTRIBUTORS, LLC
September 18, 2006 - August 31, 2009
TD AMERITRADE, INC.
September 14, 2006 - August 31, 2009
TD AMERITRADE, INC.
September 13, 2004 - July 28, 2006
1ST GLOBAL CAPITAL CORP.
April 9, 2004 - June 21, 2004
REEF SECURITIES, INC.
August 15, 2003 - October 31, 2003
SALOMON GREY FINANCIAL CORPORATION
December 18, 2002 - August 1, 2003
MORGAN SPAULDING, INC.
July 12, 1999 - April 16, 2001
J.P. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/3/2023
General Securities Representative ExaminationCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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