Mark Montagna
Professional summary
Mark Montagna, who also goes by Mark K Montagna, Mark Kenneth Montagna, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Franklin, Tennessee.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 9 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Montagna's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2017 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1014 Fulton Greer Rd Ste 2, Franklin, TN 37064-2091January 23, 2017 - February 1, 2017
EDWARD JONES
August 9, 2010 - February 2, 2015
AVONDALE PARTNERS, LLC
February 23, 2006 - December 2, 2008
C. L. KING & ASSOCIATES, INC.
June 14, 2004 - September 1, 2005
WELLS FARGO SECURITIES, LLC
January 7, 2002 - June 28, 2004
JEFFERIES LLC
May 1, 2001 - September 27, 2001
J.P. MORGAN SECURITIES INC.
February 5, 2001 - May 1, 2001
JPMSI
February 7, 2000 - February 5, 2001
J.P. MORGAN SECURITIES INC.
December 7, 1999 - January 18, 2000
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2025)
(7/29/2025)
(2/14/2017)
(6/22/2023)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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