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JM

Janae L. Morales

FORESIDE FINANCIAL SERVICES
Portland, ME 04101
CRD#: 3246988
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JM
Janae Lynne MoralesFORESIDE FINANCIAL SERVICES

Professional summary

Janae Lynne Morales, who also goes by Janae Lynne Brozenic, Janae Lynne Morales, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine.

Janae is registered as a RR (Registered Representative) and started their career in finance in 1999. Janae has worked at 6 firms and has passed the Series 65, Series 63, Series 31, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Janae Lynne Brozenic | Janae Lynne Morales

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Janae Lynne Morales's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2026 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 148477
Portland, ME
Past

June 18, 2021 - March 19, 2025

LAZARD ASSET MANAGEMENT SECURITIES LLC

BD
CRD#: 129119
NEW YORK, NY
Past

October 1, 2018 - June 11, 2021

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
WINDSOR, CT
Past

December 19, 2009 - December 31, 2012

AMERICAN CENTURY ADVISORY SERVICES, INC.

RIA
CRD#: 121974
KANSAS CITY, MO
Past

January 5, 2007 - December 31, 2012

AMERICAN CENTURY BROKERAGE, INC.

BD
CRD#: 42846
LEAWOOD, KS
Past

April 20, 2006 - December 18, 2009

AMERICAN CENTURY ADVISORY SERVICES, INC.

RIA
CRD#: 121974
KANSAS CITY, MO
Past

October 14, 1999 - October 2, 2018

AMERICAN CENTURY INVESTMENT SERVICES INC.

BD
CRD#: 17437
KANSAS CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(6/2/2026)
RR
Arizona
(6/2/2026)
RR
California
(6/2/2026)
RR
Colorado
(6/2/2026)
RR
Hawaii
(6/2/2026)
RR
Idaho
(6/2/2026)
RR
Illinois
(6/2/2026)
RR
Montana
(6/2/2026)
RR
Nevada
(6/2/2026)
RR
New Mexico
(6/2/2026)
RR
Oregon
(6/2/2026)
RR
Utah
(6/2/2026)
RR
Washington
(6/2/2026)
RR
Wyoming
(6/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/19/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/17/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 8/4/2021
Futures Managed Funds Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/13/1999
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FINANCIAL SERVICES, LLC
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 07/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCDIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER1137783
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477Portland, ME 04101

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