Cullen T. Williams
Professional summary
Cullen Tarlac Williams, who also goes by Tarlac Cullen Williams, Cullen Williams, is a registered financial advisor currently at CAPITAL ADVISORS, INC. located in Austin, Texas.
Cullen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Cullen has worked at 7 firms and has passed the Series 66, SIE, Series 3, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cullen Tarlac Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2021 - Present
CAPITAL ADVISORS, INC.
Office #1: 11501 Alterra Parkway Suite 440, Austin, TX 78758March 21, 2018 - June 8, 2021
J.P. MORGAN SECURITIES LLC
March 21, 2018 - June 8, 2021
J.P. MORGAN SECURITIES LLC
January 25, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
December 5, 2013 - March 8, 2018
SCOTTRADE, INC.
April 18, 2011 - June 10, 2013
CHARLES SCHWAB & CO., INC.
May 17, 2007 - June 10, 2013
CHARLES SCHWAB & CO., INC.
February 14, 2000 - December 7, 2007
CYBERTRADER, INC.
August 12, 1999 - February 22, 2000
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
CAPITAL ADVISORS, INC.
CRD#: 104643 / SEC#: 801-14050
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/13/2021)
(7/13/2021)
Exams
Current Firm
CAPITAL ADVISORS, INC.
CRD#: 104643 / SEC#: 801-14050
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,297 |
| AUM (Assets Under Management) | $ 6,146,880,645 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
