Clayton C. Lawrie

TRAC ASSET MANAGEMENT LLC

Oak Brook, IL 60523

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CRD#: 3246472

Professional summary

Clayton Charles Lawrie, who also goes by Clay Lawrie, Clayton Lawrie, is a registered financial advisor currently at TRAC ASSET MANAGEMENT LLC located in Oak Brook, Illinois.

Clayton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Clayton has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clay Lawrie | Clayton Lawrie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Charles Lawrie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2015 - Present

TRAC ASSET MANAGEMENT LLC

Office #1: 2021 Midwest, Suite 200, Oak Brook, IL 60523

RIA

CRD#: 170662

Oak Brook, IL

Past

December 12, 2008 - December 31, 2015

KENILWORTH ASSET MANAGEMENT, LLC

RIA

CRD#: 123980

CHICAGO, IL

Past

July 19, 2007 - April 2, 2008

COMPASS FINANCIAL ADVISORS LLC

RIA

CRD#: 109131

KENILWORTH, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/18/2021)

IAR

Florida
(3/21/2018)

IAR

Illinois
(1/7/2015)

IAR

Ohio
(4/17/2018)

IAR

Texas
(3/4/2020)

IAR

Wisconsin
(1/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/19/2007

Uniform Investment Adviser Law Examination

Current Firm

TRAC ASSET MANAGEMENT LLC

CRD#: 170662 / SEC#:

Arizona

Registered Investment Advisory firm - (3/18/2021 Approved)

Florida

Registered Investment Advisory firm - (11/14/2014 Approved)

Illinois

Registered Investment Advisory firm - (8/11/2014 Approved)

Ohio

Registered Investment Advisory firm - (4/17/2018 Approved)

Texas

Registered Investment Advisory firm - (3/4/2020 Approved)

Wisconsin

Registered Investment Advisory firm - (10/1/2014 Approved)

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Contact information

Main Address

2021 Midwest Road Suite 200, Oak Brook, IL 60523

Mailing Address

Phone number

(331) 205-8935

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 57,472,275

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clayton C. Lawrie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Charles Lawrie's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRAC ASSET MANAGEMENT LLC

KENILWORTH ASSET MANAGEMENT, LLC

COMPASS FINANCIAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/19/2007

Current Firm

TRAC ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRAC ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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