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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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CB

Corey J. Burkhart

SCHWAB WEALTH ADVISORY
Austin, TX 78758
Some features on this profile are disabled
CRD#: 3246430
CB

Professional summary

Corey J Burkhart, who also goes by Corey Joseph Burkhart, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Austin, Texas and CHARLES SCHWAB & CO., INC. located in Austin, Texas.

Corey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Corey has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Corey Joseph Burkhart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey J Burkhart's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 14, 2022 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 11800 Schwab Way, Austin, TX 78758
RIA
CRD#: 159035
Austin, TX
Current

November 29, 2018 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 11800 Schwab Way, Austin, TX 78758
RIA
BD
CRD#: 5393
Austin, TX
Past

January 25, 2019 - June 14, 2022

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Carmel,, IN
Past

January 29, 2013 - September 6, 2018

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
INDIANAPOLIS, IN
Past

July 30, 2012 - December 10, 2012

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
INDIANAPOLIS, IN
Past

July 2, 2012 - December 10, 2012

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
INDIANAPOLIS, IN
Past

March 26, 2009 - April 24, 2012

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
WEST LAFAYETTE, IN
Past

March 26, 2009 - April 24, 2012

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
WEST LAFAYETTE, IN
Past

March 5, 2003 - March 9, 2009

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
FISHERS (INDIANAPOLIS), IN
Past

October 2, 2000 - March 9, 2009

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
FISHERS (INDIANAPOLIS), IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/16/2023)
IAR
California
(8/16/2023)
RR
Indiana
(1/25/2019)
IAR
Indiana
(6/14/2022)
RR
Texas
(7/15/2025)
IAR
Texas
(7/15/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/25/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/17/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/6/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/29/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/28/2020
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/22/2019
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Austin, TX 78758

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