CM
Curtis J. Mason
GWN SECURITIES
WEST LINN, OR
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CRD#: 3246419
CM
Professional summary
Curtis J Mason, CFP® is a registered financial advisor currently at GWN SECURITIES INC. located in West Linn, Oregon.
Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Curtis has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE BUSINESS POSITION: Certified Financial Planner NATURE: The recommendation and/or selling of insurance plans. This activity accounts for no more than 20 hours per month. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2013 ADDRESS: 29320 SW Mt Road, West Linn OR 97068 DESCRIPTION: I sell insurance policies (Life, Disability, Long Term Care, & Fixed/Indexed Annuities) when deemed appropriate and desired by the client. SMARTVESTOR POSITION: Certified Financial Planner NATURE: Referral generating for prospective clients in Retirement Planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2016 ADDRESS: 29320 SW Mt Road, West Linn OR 97068 DESCRIPTION: I receive referrals/emails from prospective clients who visit smartvestor.com (organized through Dave Ramsey's organization: Ramsey Solutions). Once a referral/email is received, I call back the prospective client and assess the possibility of future business. There is very little time spent in this activity, I average 1 client meeting per month. MASON FINANCIAL,Is Investment Related,,DBA/Financial Services,Registered Rep,2012-10-30,160 hours per month,160 hours per month during trading hours,Commission Compensation,DBA/Financial Services
CRS (Client Relationship Summary) - RIA
Click below to view Curtis J Mason's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Curtis J Mason's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
October 26, 2012 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
WEST LINN, OR
Current
October 26, 2012 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764Office #2: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764RIA
BD
CRD#: 128929
Palm Beach Gardens, FL
Past
January 19, 2010 - October 25, 2012
LEGEND ADVISORY, LLC
RIA
CRD#: 104761
WEST LINN, OR
Past
January 12, 2010 - October 25, 2012
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
WEST LINN, OR
Past
September 15, 2003 - January 12, 2010
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
WEST LINN, OR
Past
May 31, 2002 - January 12, 2010
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WEST LINN, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/16/2014)
RR
California(2/27/2019)
RR
Colorado(10/26/2012)
RR
Florida(7/13/2020)
RR
Georgia(4/14/2022)
RR
Hawaii(1/15/2019)
RR
Idaho(1/29/2019)
RR
New York(1/15/2019)
RR
Oklahoma(1/15/2019)
RR
Oregon(10/26/2012)
IAR
Oregon(10/26/2012)
RR
Texas(1/5/2022)
RR
Virginia(7/19/2019)
RR
Washington(10/26/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
