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AP

Alex G Perico

CRD# 3246400·Registered 2003 - 2017
Previously Registered: Being a previously registered professional could mean that Alex is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alex G Perico, who also goes by Alexandre G Perico, was a registered financial advisor. Alex was a previously registered financial professional and started their career in finance 2003 - 2017. Alex had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alexandre G Perico

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

Past

ARCA CAPITAL INVESTMENTS, INC.Past·CRD# 109819
BD
Miami, FL
February 7, 2017 - July 13, 2017
OPPENHEIMER & CO. INC.Past·CRD# 249
BD
New York, NY
October 16, 2012 - May 1, 2015
MORGAN STANLEYPast·CRD# 149777
BD
New York, NY
June 1, 2009 - October 25, 2012
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
November 25, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
RIA
New York, NY
September 6, 2005 - May 18, 2006

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Current Firm

AC
ARCA CAPITAL INVESTMENTS, INC.

ARCA CAPITAL INVESTMENTS, INC. | LANA SECURITIES, LLC | IBG TRADING, LLC | IBG TRADING INC. | BIANCO FINANCIAL INC.

CRD#: 109819 / SEC#: 8-53110
BD
Terminated by SEC on 11/10/2019

Contact Information

Established

Florida since 04/16/2008

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BIANCO CAPITAL S.L.SHAREHOLDER—
ANTELO, EMILIODIRECTOR5734035
GONZALEZ OCQUE, MIGUEL AOUTSIDE DIRECTOR5899630
REID, VERA ALBERTHAFINOP1384741
REID, VERA ALBERTHACCO1384741

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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