Alex G. Perico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex G Perico, who also goes by Alexandre G Perico, was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 2003. Alex had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2017 - July 13, 2017
ARCA CAPITAL INVESTMENTS, INC.
October 16, 2012 - May 1, 2015
OPPENHEIMER & CO. INC.
June 1, 2009 - October 25, 2012
MORGAN STANLEY
September 6, 2005 - May 18, 2006
CITIGROUP GLOBAL MARKETS INC.
November 25, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARCA CAPITAL INVESTMENTS, INC.
CRD#: 109819 / SEC#: , 8-53110
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
