James A. Dunlop
THRIVENT ADVISOR NETWORK
Gettysburg, PA 17325
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CRD#: 3246176
Professional summary
James Andrew Dunlop, CFP®, ChFC®, who also goes by Jim Dunlop, is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Gettysburg, Pennsylvania and THRIVENT INVESTMENT MANAGEMENT INC. located in Gettysburg, Pennsylvania.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. James has worked at 4 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Dunlop
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SUSQUEHANNA UNIVERSITY POSITION: Trustee NATURE: Private University INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/21/2018 ADDRESS: 514 University Ave Selinsgrove PA 17870 DESCRIPTION: Attend and participate in board and committee meetings 3 times per year. Provide additional volunteer service to the University, its students, staff, faculty and community where appropriate RUTH'S HARVEST GETTYSBURG POSITION: Board President NATURE: Weekend meal program for food-insecure children in Gettysburg Area School District and surrounding community INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/18/2015 ADDRESS: PO Box 4771 Gettysburg PA 17325 DESCRIPTION: Lead meetings and also follow up occasionally with volunteers who lead various aspects of this program FIXED INSURANCE BUSINESS POSITION: Agent NATURE: Fixed/Traditional Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/01/2020 ADDRESS: 1400 Proline Pl Ste 100, Gettysburg PA 17325 DESCRIPTION: Sales of fixed/traditional insurance THRIVENT ADVISOR NETWORK, LLC POSITION: Wealth Advisor/Managing Partner NATURE: Affiliated Retail Investment Advisory Firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 06/06/2024 ADDRESS: 1400 Proline Pl., Ste 100, Gettysburg PA 17325 DESCRIPTION: Provide investment advisory services to retail clients JAD OPERATIONS, LLC POSITION: Managing member NATURE: LLC is established for the expenses for TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/08/2019 ADDRESS: 1400 Proline Pl Ste 100, Gettysburg PA 17325 DESCRIPTION: Finance, accounting and managing of practice. ORTENZIO CHARITABLE TRUST OF SUSQUEHANNA UNIVERSITY POSITION: Trustee NATURE: The Ortenzio Trust provides periodic distrubitons to benefit Susquehanna Unversity's business school. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 514 University Ave., Selinsgrove PA 17870, United States DESCRIPTION: Provide feedback to the University and the Ortenzio trust on the outside investment advisor's performance. ADDISAM REAL ESTATE LIMITED PARTNERSHIP POSITION: Managing member NATURE: Real estate holding partnership INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: 1400 Proline Pl., Ste 100, Gettysburg PA 17325, United States DESCRIPTION: manage finances of the entity that owns our team's professional offices ADAMS COUNTY COMMUNITY FOUNDATION POSITION: Board Member / Treasurer NATURE: Community Foundation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/12/2024 ADDRESS: 25 S 4th St, Gettysburg PA 17325, United States DESCRIPTION: Review organization's financials. Board oversees outside investment manager, does not involve any investment recommendations. Chair investment committee but will have no trading authority. Evaluate outside money manager. I will not have any signatory powers on any accounts. SUSQUEHANNA UNIVERSITY POSITION: Treasurer/Vice Chare of Board NATURE: Higher Education University INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/30/2022 ADDRESS: 514 University Ave., Selinsgrove PA 17870, United States DESCRIPTION: This role is completely oversight of professional staff and outside advisory firm. I do not make any investment recommendations and I do not handle securities or cash
CRS (Client Relationship Summary) - RIA
Click below to view James Andrew Dunlop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
June 2, 2020 - Present
THRIVENT ADVISOR NETWORK, LLC
Office #1: 1400 Proline Place Suite 100, Gettysburg, PA 17325RIA
CRD#: 304569
Gettysburg, PA
Current
June 13, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1400 Proline Pl, Gettysburg, PA 17325RIA
BD
CRD#: 18387
Gettysburg, PA
Past
June 4, 2020 - June 6, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Gettysburg, PA
Past
May 24, 2004 - June 3, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Gettysburg, PA
Past
February 12, 2003 - June 3, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Gettysburg, PA
Past
August 2, 1999 - July 10, 2000
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/22/2024)
RR
Georgia(8/22/2024)
RR
Illinois(8/22/2024)
RR
Indiana(8/22/2024)
RR
Iowa(8/29/2024)
RR
Maryland(8/22/2024)
RR
Michigan(8/22/2024)
RR
North Carolina(8/22/2024)
RR
Oregon(8/22/2024)
IAR
Pennsylvania(6/2/2020)
RR
Pennsylvania(6/13/2024)
RR
Virginia(8/22/2024)
RR
Washington(8/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
Phone number
(612) 844-8444
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569Gettysburg, PA 17325TRUST BUT VERIFY
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