Michael J. Gorman

SC&H CAPITAL

COLUMBIA, MD 21044

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CRD#: 3245302

Professional summary

Michael Joseph Gorman, who also goes by Michael J Gorman, Mike Gorman, is a registered financial professional currently at SC&H CAPITAL CORPORATION located in Columbia, Maryland.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 10 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael J Gorman | Mike Gorman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Gorman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2024 - Present

SC&H CAPITAL CORPORATION

Office #1: 11000 Broken Land Parkway, Columbia, MD 21044

CRD#: 148291

COLUMBIA, MD

Past

July 22, 2022 - April 8, 2024

MUFSON HOWE HUNTER & PARTNERS LLC

CRD#: 132353

PHILADELPHIA, PA

Past

March 27, 2019 - January 6, 2022

STOUT CAPITAL, LLC

CRD#: 127302

New York, NY

Past

April 7, 2010 - March 18, 2019

SSG CAPITAL ADVISORS, LLC

CRD#: 150750

WEST CONSHOHOCKEN, PA

Past

July 24, 2007 - May 1, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

December 18, 2006 - June 7, 2007

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

September 7, 2006 - December 19, 2006

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

August 9, 2006 - September 7, 2006

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

September 27, 2005 - August 9, 2006

SSG CAPITAL ADVISORS, L.P.

CRD#: 113867

WEST CONSHOHOCKEN, PA

Past

January 11, 2001 - April 13, 2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

August 17, 2000 - March 26, 2001

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Past

July 21, 1999 - July 21, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(4/29/2024)

Exams

State Security Law Exam

Series 63

Date: 8/5/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/12/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SC&H CAPITAL CORPORATION

DOING BUSINESS AS "SC&H CAPITAL" | STOUT CAUSEY CAPITAL CORPORATION | SC&H CAPITAL CORPORATION

CRD#: 148291 / SEC#: , 8-68003

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

11000 Broken Land Parkway, Columbia, MD 21044

Mailing Address

11000 Broken Land Parkway, Columbia, MD 21044

Phone number

(410) 988-1359

Established

Maryland since 10/25/2004

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SC&H GROUP, INC.	OWNER
HOPKINS, THOMAS JOHN	FINOP/CFO	1835087
ROBERSON, MATTHEW ROSS	PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER	5590099

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Gorman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Gorman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUFSON HOWE HUNTER & PARTNERS LLC

STOUT CAPITAL, LLC

SSG CAPITAL ADVISORS, LLC

NATCITY INVESTMENTS, INC.

JANNEY MONTGOMERY SCOTT LLC

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

SSG CAPITAL ADVISORS, L.P.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/2005

Series 65

Date: 8/12/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2005

FINRA

Current Firm

SC&H CAPITAL CORPORATION

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SC&H CAPITAL CORPORATION

TRUST BUT VERIFY

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