H Clark Gaines Jr

ALMANACK INVESTMENT PARTNERS

Charleston, SC 29403

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CRD#: 3245027

Professional summary

H Clark Gaines Jr, who also goes by Howard Clark Gaines, is a registered financial advisor currently at ALMANACK INVESTMENT PARTNERS located in Charleston, South Carolina.

H Clark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. H Clark has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Howard Clark Gaines

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view H Clark Gaines Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2016 - Present

ALMANACK INVESTMENT PARTNERS

Office #1: 850 Morrison Drive Suite #450, Charleston, SC 29403

RIA

CRD#: 282428

Charleston, SC

Past

January 10, 2014 - February 29, 2016

THIRTYNORTH INVESTMENTS, LLC

RIA

CRD#: 155355

BATON ROUGE, LA

Past

November 30, 2012 - January 7, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BATON ROUGE, LA

Past

October 18, 2012 - January 7, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BATON ROUGE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALMANACK INVESTMENT PARTNERS

CRD#: 282428 / SEC#: 801-107186

RIA

Registered Investment Advisory firm - (2/12/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(7/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/29/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/2012

General Securities Representative Examination

Current Firm

ALMANACK INVESTMENT PARTNERS

CRD#: 282428 / SEC#: 801-107186

RIA

Registered Investment Advisory firm - (2/12/2016 Approved)

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Contact information

Main Address

656 E Swedesford Road Suite 301, Wayne, PA 19087

Mailing Address

Phone number

(484) 580-2277

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALMANACK DISCLOSURE BROCHURE 03312022 (7/9/2025)

Regulatory assets under management

Total Number of Accounts	1,481
AUM (Assets Under Management)	$ 773,350,051

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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H Clark Gaines Jr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view H Clark Gaines Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALMANACK INVESTMENT PARTNERS

THIRTYNORTH INVESTMENTS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ALMANACK INVESTMENT PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/29/2012

Series 7

Date: 10/17/2012

Current Firm

ALMANACK INVESTMENT PARTNERS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALMANACK INVESTMENT PARTNERS

TRUST BUT VERIFY

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