Sandie K. Rodda

ZACKS INVESTMENT MANAGEMENT

Estacada, OR

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CRD#: 3244939

Professional summary

Sandie Kay Rodda, who also goes by Sandie K Rodda, is a registered financial advisor currently at ZACKS INVESTMENT MANAGEMENT, INC. located in Estacada, Oregon.

Sandie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Sandie has worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Sandie K Rodda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandie Kay Rodda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2026 - Present

ZACKS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 110897

Estacada, OR

Past

April 10, 2026 - July 7, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORTLAND, OR

Past

April 10, 2026 - July 7, 2026

LPL FINANCIAL LLC

CRD#: 6413

PORTLAND, OR

Past

July 14, 2023 - April 22, 2025

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

January 22, 2020 - June 30, 2023

MORNINGSTAR INVESTMENT MANAGEMENT LLC

RIA

CRD#: 108031

CHICAGO, IL

Past

January 3, 2020 - June 30, 2023

MORNINGSTAR INVESTMENT SERVICES LLC

CRD#: 112525

CHICAGO, IL

Past

May 19, 2016 - June 1, 2018

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

Chicago, IL

Past

April 19, 2016 - June 1, 2018

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

November 27, 2013 - March 5, 2015

NEXPOINT SECURITIES, INC.

CRD#: 165013

DALLAS, TX

Past

November 12, 2012 - December 31, 2013

NEXBANK SECURITIES INC

CRD#: 133267

DALLAS, TX

Past

June 1, 2009 - November 7, 2012

MORGAN STANLEY

RIA

CRD#: 149777

CHICAGO, IL

Past

June 1, 2009 - November 7, 2012

MORGAN STANLEY

CRD#: 149777

CHICAGO, IL

Past

April 2, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHICAGO, IL

Past

May 21, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 24, 2005 - March 14, 2007

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

July 16, 2001 - December 31, 2003

RITTENHOUSE ASSET MANAGEMENT, INC.

RIA

CRD#: 106562

CHICAGO, IL

Past

July 16, 2001 - May 4, 2004

NUVEEN FUND ADVISORS, LLC

RIA

CRD#: 104626

CHICAGO, IL

Past

September 24, 1999 - May 6, 2004

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZACKS INVESTMENT MANAGEMENT, INC.

CRD#: 110897 / SEC#: 801-40592

RIA

Registered Investment Advisory firm - (1/17/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/26/2026

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/25/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/5/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/13/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/23/1999

General Securities Representative Examination

Current Firm

ZACKS INVESTMENT MANAGEMENT, INC.

CRD#: 110897 / SEC#: 801-40592

RIA

Registered Investment Advisory firm - (1/17/1992 Approved)

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Contact information

Main Address

101 N. Wacker Drive Suite 1500, Chicago, IL 60606

Mailing Address

Phone number

(312) 265-9266

Established

Firm type

Fiscal year end

# of Employees

122

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZACKS ADV PART 2 & APPENDIX 1 05 2025 (5/29/2025)

Regulatory assets under management

Total Number of Accounts	12,050
AUM (Assets Under Management)	$ 12,414,372,511

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sandie K. Rodda

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandie Kay Rodda's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC

MORNINGSTAR INVESTMENT MANAGEMENT LLC

MORNINGSTAR INVESTMENT SERVICES LLC

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

NEXPOINT SECURITIES, INC.

NEXBANK SECURITIES INC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

VANGUARD MARKETING CORPORATION

RITTENHOUSE ASSET MANAGEMENT, INC.

NUVEEN FUND ADVISORS, LLC

NUVEEN SECURITIES, LLC

Primary Firm SEC Registration

ZACKS INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/26/2026

Series 65

Date: 3/25/2008

Series 63

Date: 11/5/1999

SIE

Date: 6/1/2018

Series 31

Date: 11/13/2009

Series 7

Date: 9/23/1999

Current Firm

ZACKS INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZACKS INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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