Tyler W. Bain
Professional summary
Tyler Wesley Bain is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Denver, Colorado.
Tyler is registered as a RR (Registered Representative) and started their career in finance in 2000. Tyler has worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tyler Wesley Bain's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2020 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 250 Fillmore St., Suite 425, Denver, CO 80206January 19, 2018 - April 22, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
January 19, 2018 - April 17, 2019
G.F. INVESTMENT SERVICES, LLC
August 22, 2016 - September 15, 2017
EASTERLY FUNDS LLC
August 22, 2016 - June 2, 2017
FDX CAPITAL LLC
January 12, 2015 - March 29, 2016
CURIAN CAPITAL, LLC
January 12, 2015 - July 12, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
July 26, 2013 - April 15, 2015
SII INVESTMENTS, INC.
July 26, 2013 - April 15, 2015
NATIONAL PLANNING CORPORATION
July 26, 2013 - April 15, 2015
INVESTMENT CENTERS OF AMERICA, INC.
July 26, 2013 - April 15, 2015
INVEST FINANCIAL CORPORATION
July 26, 2013 - April 15, 2015
SII INVESTMENTS, INC.
July 26, 2013 - April 15, 2015
NATIONAL PLANNING CORPORATION
July 26, 2013 - April 15, 2015
INVESTMENT CENTERS OF AMERICA, INC.
July 26, 2013 - April 15, 2015
INVEST FINANCIAL CORPORATION
January 6, 2010 - July 29, 2013
CURIAN CLEARING, LLC
January 18, 2007 - December 31, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 26, 2003 - July 29, 2013
CURIAN CAPITAL, LLC
November 7, 2000 - January 21, 2003
BERGER DISTRIBUTORS LLC
February 25, 2000 - October 4, 2000
JANUS HENDERSON DISTRIBUTORS US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(1/3/2023)
(10/1/2020)
(10/1/2020)
(1/3/2023)
(10/1/2020)
(6/5/2023)
(1/3/2023)
(10/1/2020)
(1/3/2023)
(1/3/2023)
(1/3/2023)
(1/3/2023)
(1/3/2023)
(1/3/2023)
(10/1/2020)
(1/3/2023)
(1/3/2023)
(10/1/2020)
(1/3/2023)
(1/3/2023)
(1/3/2023)
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
