Patricia J. Meneely
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Judge Meneely, who also goes by Patricia Jane Judge, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 2000. Patricia had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2002 - April 4, 2013
JUDGE & ASSOCIATES, INC.
November 2, 2000 - October 8, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JUDGE & ASSOCIATES, INC.
CRD#: 8045 / SEC#: , 8-24152
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUDGE, ALICE JANE | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 861369 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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