Benjamin Thomas Domingue
Professional Summary
Benjamin Thomas Domingue, who also goes by Ben Dominque, is a registered financial advisor currently at ELEVATION POINT WEALTH PARTNERS, LLC located in Lafayette, Louisiana and PURSHE KAPLAN STERLING INVESTMENTS located in Lafayette, Louisiana. Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Benjamin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ben Dominque
Similar Advisors
NYLIFE SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
NYLIFE SECURITIES LLC
Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
Similar Advisors
NYLIFE SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
NYLIFE SECURITIES LLC
Years of Experience
27 years in the financial services industry
Current & Past Employments
Similar Advisors
NYLIFE SECURITIES LLC
Current Firm
BESTER WEALTH MANAGEMENT | WAYCREST WEALTH | TRUING CAPITAL ADVISORS | TRITON WEALTH, LLC | TRIPLE H FINANCIAL SERVICES | TRADEWINDS WEALTH PARTNERS | SUPERIORWEALTH PARTNERS, LLC | SAGEPOINT CAPITAL PARTNERS | MOUNT YALE INVESTMENT ADVISORS, LLC | MOUNT YALE INVESTMENT ADVISORS | LOXAHATCHEE CAPITAL | HARBOR VIEW PRIVATE WEALTH | HAMPTON BLUFF CAPITAL PARTNERS | FORTAGE CAPITAL ADVISORS | FORTA WEALTH PARTNERS | FAMILY OFFICE PARTNERS | ELEVATION POINT WEALTH PARTNERS, LLC
Contact Information
Main Address
1580 Lincoln Street Suite 680, Denver, CO 80203Phone Number
(303) 382-2880# of Employees
91SEC notice filing (48 States and Territories)
Registered to provide investment advisory services in 48 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
19,386AUM (Assets Under Management)
$8,290,502,368Similar Advisors
NYLIFE SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
BESTER WEALTH MANAGEMENT | WAYCREST WEALTH | TRUING CAPITAL ADVISORS | TRITON WEALTH, LLC | TRIPLE H FINANCIAL SERVICES | TRADEWINDS WEALTH PARTNERS | SUPERIORWEALTH PARTNERS, LLC | SAGEPOINT CAPITAL PARTNERS | MOUNT YALE INVESTMENT ADVISORS, LLC | MOUNT YALE INVESTMENT ADVISORS | LOXAHATCHEE CAPITAL | HARBOR VIEW PRIVATE WEALTH | HAMPTON BLUFF CAPITAL PARTNERS | FORTAGE CAPITAL ADVISORS | FORTA WEALTH PARTNERS | FAMILY OFFICE PARTNERS | ELEVATION POINT WEALTH PARTNERS, LLC
State Registrations and Notice Filings
(6/18/2025)
(6/19/2025)
(6/18/2025)
(6/30/2025)
(6/18/2025)
(6/18/2025)
(6/30/2025)
(6/18/2025)
(7/2/2025)
(6/18/2025)
(6/18/2025)
(6/18/2025)
(7/7/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
NYLIFE SECURITIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Thomas Domingue's CRS (Customer Relationship Summary).
Similar Advisors
NYLIFE SECURITIES LLC
